Sunday, June 17, 2018

Significant Hedge Fund Activity (Last 7 Days)

These are the latest Schedule 13D forms filed by activist investors in the last 7 days. Activist investors are investors that make an investment with the intention of influencing management in some way. There is evidence that following activist investors into investments can generate excess returns. Schedule 13G forms, in contrast, are filed by significant investors with no intention of influencing management (such as Index funds).

New Filings

This table lists new 13D filings in the last week. A new filing does not necessarily indicate a new position, as investors frequently accumulate in advance before reaching the filing threshold.

Date Form Company Investor Shares Ownership Change
06‑15 13D AXON / Axovant Sciences Ltd. Roivant Sciences Ltd. 89,285,714 73.1% -3.31
06‑14 13D MFIN / Medallion Financial Corp. Key Colony Fund Lp 1,286,360 5.26%
06‑14 13D VYCO / Vycor Medical, Inc. Groussman Mark 833,334 9.0%
06‑14 13D REN / Resolute Energy Corporation Kemc Fund Iv Gp, Llc 1,582,052 6.8%
06‑14 13D VNTH / Nano Mobile Healthcare, Inc. Groman John E 1,387,363 37.82% 252.14
06‑14 13D VNTH / Nano Mobile Healthcare, Inc. Finnegan Cara Marie 457,500 26.2%
06‑14 13D VNTH / Nano Mobile Healthcare, Inc. Swan Allison Carol 13,063 9.99%
06‑13 13D MCF / Contango Oil & Gas Company GOFF JOHN C 4,701,380 18.3%
06‑13 13D INPT / Integrated Inpatient Solutions, Inc. YP Holdings, LLC 109,760,001 9.98%
06‑12 13D PHGO / PhotoAmigo, Inc. Hillel Of Colorado 0 0.0%
06‑12 13D NPO / EnPro Industries, Inc. GAMCO INVESTORS, INC. ET AL 824,278 3.92%
06‑12 13D AMR / Alta Mesa Resources High Mesa Holdings, Lp 193,463,817 51.87%
06‑12 13D AMR / Alta Mesa Resources Bayou City Energy Management Llc 81,305,340 18.26%
06‑11 13D MOTS / Motus GI Holdings, Inc. Orchestra Biomed, Inc. 2,000,000 12.8%
06‑11 13D NXPI / NXP Semiconductors N.V. Elliott Associates, L.P. 11,718,846 3.4% 3.03
06‑11 13D ITRM / Iterum Therapeutics plc Arix Bioscience Plc 1,031,903 7.4%
06‑11 13D SKY / Skyline Corp. Centerbridge Capital Partners L P 13,933,292 24.8%
06‑11 13D AMNL / Applied Minerals, Inc. KINGDON CAPITAL MANAGEMENT, L.L.C. 19,373,489 10.6% -11.67
06‑11 13D BFFTF / Biofrontera AG Deutsche Balaton Aktiengesellschaft 7,079,467 15.9%
06‑11 13D SKY / Skyline Corp. MAK CAPITAL ONE LLC 13,654,189 24.3%
06‑11 13D EDRY / EuroDry Ltd. TENNENBAUM CAPITAL PARTNERS LLC 670,107 24.4%
06‑11 13D CPLG / CorePoint Lodging Inc. Blackstone Holdings II L.P. 17,586,538 30.2%
06‑11 13D SKY / Skyline Corp. BAIN CAPITAL CREDIT MEMBER, LLC 13,878,442 24.7%
06‑11 13D ARLP / Alliance Resource Partners, L.P. Craft Kathleen S. 18,898,803 14.3%
06‑11 13D ITRM / Iterum Therapeutics plc New Leaf Venture Management Iii, L.l.c. 1,456,303 10.4%
06‑11 13D SMIT / Schmitt Industries, Inc. Sententia Capital Management, Llc 263,260 6.59%
06‑11 13D AIZ / Assurant, Inc. Tpg Advisors Vi-aiv, Inc. 10,069,230 15.96%

Amended Filings

This table lists amended filings in the last week, and is useful for monitoring changes in existing investments or when a fund closes a position. I have eliminated all filings with less than a 5% change in ownership.

Date Form Company Investor Shares Ownership Change
06‑15 13D/A ALRM / Alarm.com Holdings, Inc. TCV VII LP 11,400,521 24.1% -14.54
06‑15 13D/A CDK / CDK Global, Inc. Elliott Associates, L.P. 4,231,141 3.2% -20.00
06‑15 13D/A LAYN / Layne Christensen Co. GAMCO INVESTORS, INC. ET AL 0 0.0% -100.00
06‑15 13D/A ESTR / Estre Ambiental, Inc. Btg Pactual G7 Holding S.a. 20,062,197 44.0% 11.11
06‑15 13D/A NOMD / Nomad Foods Ltd. FRANKLIN MARTIN E 8,650,030 0.4% -90.24
06‑15 13D/A SIX / Six Flags Entertainment Corp JAFFER REHAN 7,000,000 8.38% -9.80
06‑15 13D/A VIPS / Vipshop Holdings, Inc. JD.com, Inc. 8,920,199 6.8% 23.64
06‑15 13D/A ESGR / Enstar Group Limited CANADA PENSION PLAN INVESTMENT BOARD 1,501,211 8.4% -7.69
06‑15 13D/A ADSW / Advanced Disposal Services, Inc. CANADA PENSION PLAN INVESTMENT BOARD 16,572,106 18.7% -5.56
06‑15 13D/A JONE / Jones Energy, Inc. Jones Jonny 11,152,151 11.4%
06‑15 13D/A MRKT / Markit Ltd. CANADA PENSION PLAN INVESTMENT BOARD 15,820,474 3.7% -57.47
06‑15 13D/A ASND / Ascendis Pharma AS ORBIMED ADVISORS LLC 3,763,291 9.05% -23.31
06‑15 13D/A BSET / Bassett Furniture Industries, Inc. GAMCO INVESTORS, INC. ET AL 767,274 7.13% 8.19
06‑15 13D/A IMMU / Immunomedics, Inc. venBio Select Advisor LLC 17,514,461 9.8% -12.19
06‑14 13D/A ATNX / Athenex Inc. Zhang Song-yi 6,896,817 10.8% -10.00
06‑14 13D/A ENLC / Enlink Midstream, LLC DEVON ENERGY CORP/DE 115,495,669 63.8%
06‑14 13D/A SDPI / Superior Drilling Products, Inc. WALKER REID S 1,200,000 4.9% -28.99
06‑14 13D/A RLH / Red Lion Hotels Corp. HNA Investment Management LLC 0 0.0% -100.00
06‑14 13D/A CVSI / CV Sciences, Inc. Mona Michael Joseph Jr 11,500,000 11.3% -9.60
06‑14 13D/A MEDP / Medpace Holdings, Inc. Cinven Capital Management (V) General Partner Ltd 10,399,997 29.3% -22.28
06‑14 13D/A FINL / Finish Line, Inc. (THE) Sports Direct International plc 2,381,240 5.9% -14.49
06‑14 13D/A CZZ / Cosan Ltd. Queluz Holdings Ltd. 17,433,168 11.87% 10.42
06‑14 13D/A CLNE / Clean Energy Fuels Corp. TOTAL S.A. 67,443,954 33.2% 29.18
06‑14 13D/A AMRS / Amyris, Inc. Temasek Holdings (Private) Ltd 3,836,297 7.4% -16.85
06‑13 13D/A DXLG / Destination XL Group, Inc. CANNELL CAPITAL LLC 4,640,479 9.47% 7.37
06‑13 13D/A DAVE / Famous Dave's of America, Inc. PW Partners Atlas Fund LP 794,959 8.8% -13.73
06‑13 13D/A BNED / Barnes & Noble Education, Inc. RIGGIO LEONARD 6,104,609 13.0% -7.80
06‑13 13D/A NHF / NexPoint Credit Strategies Fund HIGHLAND CAPITAL MANAGEMENT LP 4,949,025 15.3% -14.04
06‑13 13D/A WLKR / Walker Innovation Inc. Siegel Jonathan 1,199,994 6.0% 20.00
06‑13 13D/A HIIQ / Health Insurance Innovations, Inc. Kosloske Michael W 2,688,774 15.906% -34.76
06‑13 13D/A GNRT / Gener8 Maritime Inc. BlueMountain Capital Management, LLC 0 0.0% -100.00
06‑13 13D/A FSLR / First Solar, Inc. EBRAHIMI FARHAD FRED 6,467,563 6.17% 21.22
06‑13 13D/A SILC / Silicom Limited ZISAPEL ZOHAR 1,372,859 18.18%
06‑12 13D/A NESR / National Energy Services Reunited Corp. Olayan Saudi Holding Co 21,054,073 23.39% -39.89
06‑12 13D/A CVTI / Covenant Transportation Group, Inc. PARKER DAVID R & JACQUELINE F 5,086,640 26.8% -6.29
06‑12 13D/A FBC / Flagstar Bancorp, Inc. MP Thrift Investments L.P. 27,600,352 47.9% -24.09
06‑12 13D/A TRQ / Turquoise Hill Resources Ltd. SailingStone Capital Partners LLC 234,087,965 %
06‑12 13D/A ETRM / EnteroMedics Inc HealthCor Partners Management LP 349,139 %
06‑12 13D/A SKY / Skyline Corp. GAMCO INVESTORS, INC. ET AL 293,300 0.52% -87.82
06‑12 13D/A MRC / MRC Global Inc. Mario Investments LLC 20,345,835 18.5% 11.45
06‑12 13D/A CCUR / Concurrent Computer Corp. SINGER JULIAN D. 3,380,964 36.5% 5.80
06‑12 13D/A FCRIX / FS Credit Income Fund Franklin Square Holdings, L.P. 2,516,725 35.6% 80.80
06‑12 13D/A SOFO / Sonic Foundry, Inc. BURISH MARK D 1,363,022 23.7% 152.13
06‑12 13D/A MIFI / Novatel Wireless, Inc. Maguire Asset Management, LLC 5,753,881 9.7% 10.23
06‑12 13D/A TERP / TerraForm Power Inc. BROOKFIELD ASSET MANAGEMENT INC. 136,570,068 65.33% 27.97
06‑11 13D/A ACFC / Atlantic Coast Financial Corp. PL Capital, LLC 0 0.0% -100.00
06‑11 13D/A LULU / lululemon athletica inc. ADVENT INTERNATIONAL CORP/MA 10,105,279 8.24% -47.85
06‑11 13D/A PAVM / PAVmed Inc. Greenspan Ira Scott 3,449,155 11.7% -65.49
06‑11 13D/A DHCP / Ditech Holding Corporation Birch Run Capital Advisors, LP 285,379 5.9%
06‑11 13D/A ATHX / Athersys, Inc. Healios K.k. 16,000,000 11.3% 29.89
06‑11 13D/A ARLP / Alliance Resource Partners, L.P. Alliance Holdings Gp, L.p. 20,114,506 0.0% -100.00
06‑11 13D/A ESEA / Euroseas Ltd. TENNENBAUM CAPITAL PARTNERS LLC 2,166,245 17.5% -27.69
06‑11 13D/A AHGP / Alliance Holdings GP, L.P CRAFT JOSEPH W III 0 0.0% -100.00
06‑11 13D/A STLY / Stanley Furniture Co., Inc. Hale Partnership Capital Management, LLC 2,761,620 18.7% 6.25
06‑11 13D/A ARLP / Alliance Resource Partners, L.P. CRAFT JOSEPH W III 20,114,506 15.2% -77.28
06‑11 13D/A SRUNU / Silver Run Acquisition Corporation II Highbridge Principal Strategies, LLC 80,014,779 31.9% 120.00
06‑11 13D/A SUP / Superior Industries International, Inc. GAMCO INVESTORS, INC. ET AL 954,001 3.82% -19.58
06‑11 13D/A BKYI / BIO-key International, Inc. Kwok Fong Wong 4,390,708 34.9% 5.12
06‑11 13D/A USG / USG Corp. Gebr. Knauf Verwaltungsgesellschaft Kg 58,145,238 41.7% 293.40
06‑11 13D/A RISE / Sit Rising Rate ETF SIT INVESTMENT ASSOCIATES INC 1,695,500 82.71% 8.83

Source: Fintel.io/activists



Submitted June 17, 2018 at 12:46PM by badpauly https://ift.tt/2ygdcLK
at

No comments:

Post a Comment