These are the latest Schedule 13D forms filed by activist investors in the last 7 days. Activist investors are investors that make an investment with the intention of influencing management in some way. There is evidence that following activist investors into investments can generate excess returns. Schedule 13G forms, in contrast, are filed by significant investors with no intention of influencing management (such as Index funds).
There is always a lot of interest in insider trades, but what a lot of people probably don't realize is that hedge fund activity is probably more predictive of future returns than insider activity. The reason is that hedge funds (a) have large research budgets, and (b) have a choice where to put their money. In contract, insiders have no choice where to put their money, but only when to time their transactions.
New Filings
This table lists new 13D filings in the last week. A new filing does not necessarily indicate a new position, as investors frequently accumulate in advance before reaching the filing threshold.
| Date |
Form |
Company |
Investor |
Shares |
Ownership |
Change |
| 06‑29 |
13D |
MSLP / MusclePharm Corp. |
White Winston Select Asset Fund Series Fund Mp-18, Llc |
2,927,677 |
19.87% |
|
| 06‑29 |
13D |
NPHC / Nutra Pharma Corp. |
Deitsch Rik J |
3,043,298,859 |
57.0% |
|
| 06‑29 |
13D |
COTV / Cotiviti Holdings, Inc. |
Musallam Ramzi M |
41,433,699 |
44.6% |
|
| 06‑28 |
13D |
PRTS / U.S. Auto Parts Network, Inc. |
Khazani Mina |
2,474,952 |
6.56% |
|
| 06‑27 |
13D |
ALES / Evans Brewing Co Inc |
Bb Winks Llc |
2,728,542 |
7.8% |
|
| 06‑27 |
13D |
ARQL / ArQule, Inc. |
Pontifax Management 4 G.p. (2015) Ltd. |
2,238,000 |
8.8% |
|
| 06‑27 |
13D |
GBR / New Concept Energy, Inc. |
Realty Advisors Inc |
60,000 |
2.81% |
|
| 06‑27 |
13D |
NVLN / NOVELION THERAPEUTICS INC. |
EdgePoint Investment Group Inc. |
2,456,064 |
7.32% |
-43.69 |
| 06‑27 |
13D |
DHXM / DHX Media Ltd. |
Fine Capital Partners, L.P. |
32,144,650 |
23.9% |
57.03 |
| 06‑27 |
13D |
MNI / McClatchy Co. (THE) |
Chatham Asset Management, Llc |
1,047,626 |
19.7% |
0.51 |
| 06‑27 |
13D |
PI / Impinj, Inc. |
Sylebra HK Co Ltd |
4,231,582 |
19.8% |
6.45 |
| 06‑26 |
13D |
CZICF / Canadian Zinc Corp. |
Resource Capital Fund VI L.P. |
51,630,000 |
19.95% |
|
| 06‑26 |
13D |
BNVI / BioNovo, Inc. |
Adler Paul |
12,500,000 |
96.0% |
|
| 06‑26 |
13D |
INUV / Inuvo, Inc. |
INGALLS & SNYDER LLC |
2,349,471 |
8.16% |
|
| 06‑26 |
13D |
RPXC / RPX Corporation |
GARDNER LEWIS ASSET MANAGEMENT L P |
2,697,725 |
5.4% |
|
| 06‑26 |
13D |
ORM / Owens Realty Mortgage, Inc. |
Nantahala Capital Management, LLC |
666,630 |
7.5% |
19.05 |
| 06‑26 |
13D |
UPL / Ultra Petroleum Corp. |
Avenue Capital Management II, L.P. |
10,802,836 |
5.5% |
|
| 06‑25 |
13D |
FPAC.U / Far Point Acquisition Corporation Units, each consisting of one share of Class A common stock, $0.00 |
Third Point LLC |
19,692,500 |
24.9% |
|
| 06‑25 |
13D |
AIRI / Air Industries Group |
Richmond Brothers, Inc. |
4,262,005 |
16.1% |
|
Amended Filings
This table lists amended filings in the last week, and is useful for monitoring changes in existing investments or when a fund closes a position. I have eliminated all filings with less than a 5% change in ownership.
| Date |
Form |
Company |
Investor |
Shares |
Ownership |
Change |
| 06‑29 |
13D/A |
BWP / Boardwalk Pipeline Partners L.P |
Boardwalk Pipelines Holding Corp. |
250,296,782 |
100.0% |
99.20 |
| 06‑29 |
13D/A |
XRM / Xerium Technologies, Inc. |
Carl Marks Management Company, Llc |
2,128,737 |
13.0% |
|
| 06‑29 |
13D/A |
SLM / SLM Corp. (Sallie Mae) |
VA Partners I, LLC |
37,605,408 |
8.6% |
24.64 |
| 06‑29 |
13D/A |
CSAL / Communications Sales & Leasing, Inc. |
Searchlight Capital II PV, L.P. |
6,715,800 |
3.8% |
-37.70 |
| 06‑29 |
13D/A |
PCF / Putnam High Income Securities Fund |
Bulldog Investors, LLC |
1,988,616 |
% |
|
| 06‑29 |
13D/A |
CNNX / CONE Midstream Partners LP |
NOBLE ENERGY INC |
14,217,198 |
22.3% |
-34.62 |
| 06‑29 |
13D/A |
IMMR / Immersion Corporation |
Shannon River Fund Management LLC |
1,467,536 |
4.82% |
-20.85 |
| 06‑29 |
13D/A |
MEOH / Methanex Corp. |
M&G INVESTMENT MANAGEMENT LTD |
14,135,940 |
17.18% |
-6.83 |
| 06‑29 |
13D/A |
DBD / Diebold, Inc. |
ATLANTIC INVESTMENT MANAGEMENT INC |
6,902,696 |
9.1% |
13.75 |
| 06‑29 |
13D/A |
CPER / United States Copper Index Fund |
Counsel Portfolio Services Inc. |
36,562 |
6.0936% |
-28.56 |
| 06‑29 |
13D/A |
AMRS / Amyris, Inc. |
Temasek Holdings (Private) Ltd |
2,331,786 |
4.5% |
-21.05 |
| 06‑28 |
13D/A |
IBIO / iBio Inc. |
Eastern Capital LTD |
8,933,512 |
48.0% |
21.21 |
| 06‑28 |
13D/A |
NAP / Navios Maritime Midstream Partners LP |
Navios Maritime Acquisition CORP |
12,178,304 |
58.1% |
6.22 |
| 06‑28 |
13D/A |
XCO / EXCO Resources, Inc. |
WL ROSS & CO LLC |
1,559,192 |
7.2% |
-16.28 |
| 06‑28 |
13D/A |
RLH / Red Lion Hotels Corp. |
Columbia Pacific Opportunity Fund, L.P. |
1,268,638 |
5.24% |
-36.56 |
| 06‑28 |
13D/A |
CCUR / Concurrent Computer Corp. |
SINGER JULIAN D. |
3,584,740 |
38.8% |
6.30 |
| 06‑28 |
13D/A |
CPER / United States Copper Index Fund |
Counsel Portfolio Services Inc. |
51,181 |
8.5301% |
-22.24 |
| 06‑28 |
13D/A |
LNG / Cheniere Energy, Inc. |
ICAHN CARL C |
23,680,490 |
9.5% |
-31.31 |
| 06‑28 |
13D/A |
USAC / USA Compression Partners LP |
USA Compression Holdings, LLC |
7,625,284 |
8.5% |
-58.13 |
| 06‑27 |
13D/A |
FENCF / Fennec Pharmaceuticals, Inc. |
Manchester Management Pr, Llc |
1,496,375 |
7.8% |
-12.36 |
| 06‑27 |
13D/A |
PFSW / PFSweb, Inc. |
Engine Capital, L.P. |
955,449 |
4.99% |
-24.39 |
| 06‑27 |
13D/A |
CHEF / Chefs' Warehouse, Inc. |
Legion Partners Asset Management, LLC |
1,370,982 |
4.78% |
-20.33 |
| 06‑27 |
13D/A |
PF / Pinnacle Foods, Inc. |
JANA PARTNERS LLC |
10,820,714 |
% |
|
| 06‑27 |
13D/A |
ADP / Automatic Data Processing, Inc. |
Pershing Square Capital Management, L.P. |
24,575,699 |
5.6% |
-22.22 |
| 06‑27 |
13D/A |
BSQR / BSQUARE Corporation |
Palogic Value Management, L.P. |
948,500 |
7.5% |
7.14 |
| 06‑27 |
13D/A |
RYTM / Rhythm Pharmaceuticals, Inc. |
ORBIMED ADVISORS LLC |
2,065,000 |
6.1% |
-29.32 |
| 06‑27 |
13D/A |
CPER / United States Copper Index Fund |
Counsel Portfolio Services Inc. |
65,816 |
10.9693% |
-18.17 |
| 06‑26 |
13D/A |
GLOB / Globant SA |
WPP plc |
0 |
0.0% |
|
| 06‑26 |
13D/A |
RPXC / RPX Corporation |
GARDNER LEWIS ASSET MANAGEMENT L P |
0 |
0.0% |
|
| 06‑26 |
13D/A |
EPM / Evolution Petroleum Corp. |
Lovoi John |
3,983,970 |
12.01% |
-8.25 |
| 06‑26 |
13D/A |
TG / Tredegar Corp. |
GAMCO INVESTORS, INC. ET AL |
4,265,617 |
12.88% |
-5.85 |
| 06‑26 |
13D/A |
CIR / CIRCOR International, Inc. |
GAMCO INVESTORS, INC. ET AL |
1,619,725 |
8.17% |
13.16 |
| 06‑26 |
13D/A |
GHL / Greenhill & Co., Inc. |
Bok Scott L |
1,375,903 |
6.0% |
|
| 06‑26 |
13D/A |
GRBK / Green Brick Partners, Inc. |
Third Point LLC |
1,071,034 |
2.1% |
-87.04 |
| 06‑26 |
13D/A |
DDR / DDR Corp. |
Otto Alexander |
31,353,074 |
17.0% |
8.97 |
| 06‑26 |
13D/A |
NEO / NeoGenomics, Inc. |
GENERAL ELECTRIC CO |
15,000,000 |
18.6% |
-26.77 |
| 06‑26 |
13D/A |
PFSW / PFSweb, Inc. |
Ancora Advisors, LLC |
613,086 |
3.2% |
-49.13 |
| 06‑26 |
13D/A |
MAGE / Magellan Gold Corporation |
POWER JOHN C /CA/ |
11,012,330 |
10.87% |
-40.34 |
| 06‑26 |
13D/A |
BNKL / Bionik Laboratories Corp. |
E.c.i. Sa |
20,055,498 |
6.89% |
9.37 |
| 06‑26 |
13D/A |
MAGE / Magellan Gold Corporation |
Gibbs John D |
49,688,988 |
43.41% |
-22.66 |
| 06‑26 |
13D/A |
CPER / United States Copper Index Fund |
Counsel Portfolio Services Inc. |
80,435 |
13.4058% |
-15.38 |
| 06‑26 |
13D/A |
IGLD / Internet Gold-Golden Lines Ltd. |
EUROCOM COMMUNICATIONS LTD |
15,308,966 |
54.67% |
-9.96 |
| 06‑26 |
13D/A |
HHER / Her Imports |
Terry Jonathan William |
6,022,695 |
69.6% |
|
| 06‑26 |
13D/A |
AMRS / Amyris, Inc. |
Temasek Holdings (Private) Ltd |
2,951,218 |
5.7% |
-22.97 |
| 06‑25 |
13D/A |
VRML / Vermillion, Inc. |
SCHULER JACK W |
18,108,802 |
23.9% |
19.56 |
| 06‑25 |
13D/A |
ONDK / On Deck Capital, Inc. |
EJF Capital LLC |
4,900,000 |
6.6% |
-17.50 |
| 06‑25 |
13D/A |
ONS / Oncobiologics, Inc. |
Gms Tenshi Holdings Pte. Ltd |
89,483,358 |
77.5% |
12.97 |
| 06‑25 |
13D/A |
ATEC / Alphatec Holdings, Inc. |
Healthpointcapital Partners Lp |
1,281,980 |
3.0% |
|
| 06‑25 |
13D/A |
EACQ / Easterly Acquisition Corp. |
Easterly Acquisition Sponsor, LLC |
4,928,000 |
24.6% |
23.62 |
| 06‑25 |
13D/A |
KTEL / KonaTel, Inc. |
M2 Equity Partners, Llc |
12,100,000 |
12.1% |
|
| 06‑25 |
13D/A |
SCOO / School Specialty, Inc. |
ZAZOVE ASSOCIATES LLC |
720,139 |
10.3% |
-36.42 |
Source: Fintel.io/activists
Submitted July 02, 2018 at 03:18AM by badpauly https://ift.tt/2z0GZYT
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