Monday, May 22, 2017

5-22: Last Week Notable Insider Buys

These are insider buys of $10K or more reported to the SEC in the last 7 days. The SEC defines an insider as any officer, director or 10% shareholder. It is not illegal for these people to buy or sell their own shares. In fact, since most of them get paid in stock options, it is expected. However, it is illegal for them to trade on inside information that has not been made public. So for example if there are drug trial results that are bad and not public, insiders cannot dump shares. That said, many people have observed that insiders - in general - seem to have a good track record at timing their purchases.

Date Symbol Company Insider Shares Value
05‑19 LTS Ladenburg Thalmann Financial Services, Inc. Malamed Adam Scott 5,000 10,750
05‑19 CCBG Capital City Bank Group, Inc. BENSE ALLAN G 3,571 64,992
05‑19 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 3,075 20,280
05‑19 MNI McClatchy Co. (THE) Forman Craig I 3,000 24,660
05‑19 BRKR Bruker Corp. LAUKIEN FRANK H 3,200 83,631
05‑19 UMBF UMB Financial Corp. Murphy Timothy R. 2,000 141,060
05‑19 NVLS Nivalis Therapeutics, Inc. BVF PARTNERS L P/IL 6,253 14,382
05‑19 FH FORM Holdings Corp. Abbe Richard 33,000 50,860
05‑19 CRD.A Crawford & Co. Sturisky Hilton 2,497 18,328
05‑19 SPKE Spark Energy, Inc. Maxwell W Keith III 7,195 274,849
05‑19 TIS Orchids Paper Products Company SCHOEN JEFFREY S 5,000 66,000
05‑19 EFOI Energy Focus, Inc. Tewksbury Ted L III 3,333 10,445
05‑19 EGRX Eagle Pharmaceuticals, Inc. Pernock David 255 20,321
05‑19 TIS Orchids Paper Products Company GLOSS RODNEY D 2,100 27,279
05‑19 CNBKA Century Bancorp, Inc. Filler James J 200 11,840
05‑19 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 4,125 27,225
05‑19 MCC Medley Capital Corp. Taube Seth 101,376 630,123
05‑19 FH FORM Holdings Corp. Abbe Richard 6,670 10,280
05‑19 MCC Medley Capital Corp. Taube Brook 101,376 630,123
05‑19 IKNX Ikonics Corp. NERGES JOSEPH R 2,000 16,702
05‑19 IKNX Ikonics Corp. NERGES JOSEPH R 1,500 12,699
05‑19 LNT Alliant Energy Corp. Dunie Deborah B. 3,700 146,566
05‑19 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 2,000 13,180
05‑19 OSBC Old Second Bancorp, Inc. BONIFAS EDWARD 2,500 28,750
05‑19 CRD.A Crawford & Co. Sturisky Hilton 2,500 18,500
05‑19 INFU InfuSystems Holdings, Inc. Morris Ryan J. 15,000 19,250
05‑19 AAT American Assets Trust Inc RADY ERNEST S 26,041 1,025,234
05‑19 ICBK County Bancorp, Inc. ZIEGELBAUER GARY J. 1,000 23,489
05‑19 MNI McClatchy Co. (THE) Forman Craig I 2,200 18,150
05‑18 KNDI Kandi Technolgies Group, Inc. Yu Henry 5,000 19,660
05‑18 PATK Patrick Industries, Inc. WELCH M SCOTT 5,000 332,500
05‑18 AIG American International Group, Inc. DUPERREAULT BRIAN 80,000 4,918,248
05‑18 EDGW Edgewater Technology, Inc. DiSanto Frederick D. 1,702 12,203
05‑18 FRPT Freshpet, Inc. Cyr William B. 7,300 100,349
05‑18 ANCX Access National Corp. Moore Mark D. 1,500 42,075
05‑18 SEAS SeaWorld Entertainment, Inc. Hill Path Holdings LLC 115,889 2,039,426
05‑18 HBAN Huntington Bancshares, Inc. STEINOUR STEPHEN D 17,565 217,630
05‑18 BXS BancorpSouth, Inc. Campbell James Elbert III 7,000 202,510
05‑18 RTTR Ritter Pharmaceuticals, Inc. FOEHR MATTHEW W 18,000 11,155
05‑18 ETM Entercom Communications Corp. FIELD JOSEPH M 67,916 658,792
05‑18 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 5,400 35,532
05‑18 BEBE bebe stores, inc. MILLER LLOYD I III 26,675 98,783
05‑18 SUNW Sunworks, Inc. McDonnel Paul Clayton 15,525 22,545
05‑18 SELB Selecta Biosciences, Inc. SPRINGER TIMOTHY A 4,860 68,040
05‑18 CNBKA Century Bancorp, Inc. Filler James J 900 53,586
05‑18 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 3,900 25,701
05‑18 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 6,500 42,900
05‑18 MCC Medley Capital Corp. Taube Seth 101,376 632,069
05‑18 DKL Delek Logistics Partners LP Delek US Holdings, Inc. 1,100 33,690
05‑18 INSY Insys Therapeutics Inc. MEYER STEVEN J 8,000 97,680
05‑18 MCC Medley Capital Corp. Taube Brook 101,376 632,069
05‑18 HBAN Huntington Bancshares, Inc. STEINOUR STEPHEN D 28,835 357,554
05‑18 WHLR Wheeler Real Estate Investment Trust, Inc. Kelly David 1,435 14,379
05‑18 STRS Stratus Properties, Inc. Oasis Management Co Ltd. 2,846 78,180
05‑18 CIVB Civista Bancshares, Inc. WURM GERALD B 1,500 30,975
05‑18 CIVB Civista Bancshares, Inc. STEINEMANN GEORGE E 1,150 23,805
05‑18 CIVB Civista Bancshares, Inc. Parcher Charles A. 650 13,228
05‑18 AAT American Assets Trust Inc RADY ERNEST S 20,099 783,861
05‑18 BRKR Bruker Corp. LAUKIEN FRANK H 35,000 921,375
05‑18 LBY Libbey, Inc. FOLEY WILLIAM A 5,000 40,650
05‑18 CVO Cenveo, Inc. PURI NATHU R 4,626 23,884
05‑18 NVLS Nivalis Therapeutics, Inc. BVF PARTNERS L P/IL 16,436 37,800
05‑18 BBW Build-A-Bear Workshop, Inc. Point72 Asset Management, L.P. 22,317 234,297
05‑18 REV Revlon, Inc. PERELMAN RONALD O 100,000 1,948,450
05‑18 REV Revlon, Inc. PERELMAN RONALD O 125,000 2,413,125
05‑18 VNOM Viper Energy Partners LP Hollis Michael L. 1,328 23,518
05‑18 PHF Pacholder High Yield Fund, Inc. Bulldog Investors, LLC 15,661 124,505
05‑18 DWSN Dawson Geophysical Company New BARRETT WILLIAM J 5,000 20,250
05‑18 NVLS Nivalis Therapeutics, Inc. BVF PARTNERS L P/IL 10,541 24,242
05‑18 PBHC Pathfinder Bancorp, Inc. JOYCE GEORGE P 1,700 25,839
05‑18 SEAS SeaWorld Entertainment, Inc. Hill Path Capital Partners LP 9,111 160,336
05‑18 QHC Quorum Health Corporation Miller Thomas Daniel 185,000 527,250
05‑18 KS KapStone Paper & Packaging Corp. STORCH DAVID P 5,000 99,982
05‑18 HBAN Huntington Bancshares, Inc. STEINOUR STEPHEN D 1,400 17,354
05‑18 RTIX RTI Surgical, Inc. Farhat Camille 61,693 286,872
05‑18 SEAS SeaWorld Entertainment, Inc. Hill Path Capital Partners LP 115,889 2,039,426
05‑18 FH FORM Holdings Corp. Bernstein Bruce 20,000 32,700
05‑18 SPKE Spark Energy, Inc. Maxwell W Keith III 5,615 211,629
05‑18 OLBK Old Line Bancshares, Inc. GRAHAM THOMAS H 500 13,546
05‑18 SXCP SunCoke Energy Partners LP Sun Coal & Coke LLC 39,400 619,502
05‑18 EDGW Edgewater Technology, Inc. Wolf Kurt James 20,000 144,390
05‑18 RLH Red Lion Hotels Corp. WOLFE ROBERT G 2,500 16,000
05‑18 BEBE bebe stores, inc. MILLER LLOYD I III 72,300 268,002
05‑18 IVTY Invuity, Inc. Roberts Eric W 2,000 14,250
05‑18 WHLR Wheeler Real Estate Investment Trust, Inc. Zwerdling Jeffrey M. 4,000 39,840
05‑18 CCUR Concurrent Computer Corp. SINGER JULIAN D. 190,000 1,168,500
05‑18 NJMC New Jersey Mining Company Swallow John 100,000 11,500
05‑18 IMCI Infinite Group, Inc. VILLA JAMES 600,000 18,000
05‑18 AVT Avnet, Inc. Moriarty Kevin M 6,933 250,143
05‑18 APC Anadarko Petroleum Corp. CHASE ANTHONY R 1,905 99,967
05‑18 APO Apollo Global Management LLC TIGER GLOBAL MANAGEMENT LLC 116,600 3,065,531
05‑18 HBAN Huntington Bancshares, Inc. STEINOUR STEPHEN D 2,200 27,269
05‑18 FSP Franklin Street Properties Corp. Murray Georgia 5,000 55,988
05‑18 CCBG Capital City Bank Group, Inc. BENSE ALLAN G 1,429 26,004
05‑18 QHC Quorum Health Corporation Koury Shaheed 10,000 27,200
05‑18 QHC Quorum Health Corporation MCCARD RAY HAROLD JR 4,000 10,680
05‑18 X United States Steel Corp. MASCARENAS PAUL ANTHONY 1,500 28,962
05‑18 SEAS SeaWorld Entertainment, Inc. Hill Path Holdings LLC 9,111 160,336
05‑17 ESXB Community Bankers Trust Corp. Barber Gerald F. 1,260 10,017
05‑17 PE Parsley Energy, Inc. ALAMEDDINE A R 1,900 60,128
05‑17 PE Parsley Energy, Inc. ALAMEDDINE A R 1,600 50,632
05‑17 ESDI Eastside Distilling, Inc. GLENBROOK CAPITAL LP 153,846 200,000
05‑17 HD Home Depot, Inc. (The) Hewett Wayne M. 350 54,988
05‑17 MCC Medley Capital Corp. Taube Seth 101,376 623,645
05‑17 MCC Medley Capital Corp. Taube Brook 101,376 623,645
05‑17 STRS Stratus Properties, Inc. Oasis Management Co Ltd. 5,256 144,540
05‑17 CVO Cenveo, Inc. PURI NATHU R 2,294 11,729
05‑17 BBW Build-A-Bear Workshop, Inc. Point72 Asset Management, L.P. 11,286 119,621
05‑17 PHF Pacholder High Yield Fund, Inc. Bulldog Investors, LLC 12,248 97,493
05‑17 HVBC HV Bancorp, Inc. Froggatt Scott W 900 12,897
05‑17 HVBC HV Bancorp, Inc. Froggatt Scott W 700 10,045
05‑17 IVTY Invuity, Inc. Roberts Eric W 4,500 31,725
05‑17 APO Apollo Global Management LLC TIGER GLOBAL MANAGEMENT LLC 565,072 14,943,329
05‑17 GARS Garrison Capital Inc. Tansey Joseph Bertrand 9,000 78,300
05‑17 EDGW Edgewater Technology, Inc. DiSanto Frederick D. 2,841 20,394
05‑17 FH FORM Holdings Corp. Perlman Andrew D 25,000 39,275
05‑17 FRGI Fiesta Restaurant Group, Inc. FRIEDMAN BRIAN P 28,093 608,197
05‑17 ETP Energy Transfer Partners, L.P. Grimm Michael K 3,000 69,565
05‑17 SRG Seritage Growth Properties BERKOWITZ BRUCE R 4,200 162,750
05‑17 PNR Pentair plc. GARDEN EDWARD P 64,100 4,173,468
05‑17 BRKR Bruker Corp. LAUKIEN FRANK H 38,000 992,336
05‑17 NVLS Nivalis Therapeutics, Inc. BVF PARTNERS L P/IL 6,897 15,854
05‑17 VNOM Viper Energy Partners LP WEST STEVEN E 14,000 249,628
05‑17 NVLS Nivalis Therapeutics, Inc. BVF PARTNERS L P/IL 24,965 57,387
05‑17 NVLS Nivalis Therapeutics, Inc. BVF PARTNERS L P/IL 5,510 12,666
05‑17 PNNT PennantPark Investment Corp. PENN ARTHUR H 15,000 115,044
05‑17 RDUS Radius Health, Inc. BIOTECH GROWTH N V 18,000 593,662
05‑17 VLRX Valeritas, Inc. Timberlake John Edward 2,000 10,460
05‑17 CBL CBL & Associates Properties, Inc. Reinsmidt Kathryn A. 2,688 19,716
05‑17 III Information Services Group, Inc. CONNORS MICHAEL P 5,335 19,846
05‑17 SEAS SeaWorld Entertainment, Inc. Hill Path Holdings LLC 127,014 2,271,849
05‑17 PRGX PRGX Global, Inc. Drapkin Matthew A 17,329 105,350
05‑17 REXX Rex Energy Corp. Rajan Thomas 3,100 12,400
05‑17 SPKE Spark Energy, Inc. Maxwell W Keith III 12,638 462,804
05‑17 LBY Libbey, Inc. Burmeister James Charles 1,301 10,681
05‑17 SEAS SeaWorld Entertainment, Inc. Hill Path Holdings LLC 9,986 178,616
05‑17 LBY Libbey, Inc. Burmeister James Charles 1,400 11,480
05‑17 SEAS SeaWorld Entertainment, Inc. Hill Path Capital Partners LP 9,986 178,616
05‑17 SXCP SunCoke Energy Partners LP Sun Coal & Coke LLC 67,300 1,031,117
05‑17 SWM Schweitzer-Mauduit International, Inc. Keenan Jeffrey 1,000 37,800
05‑17 SEAS SeaWorld Entertainment, Inc. Hill Path Capital Partners LP 127,014 2,271,849
05‑17 CBL CBL & Associates Properties, Inc. Curry Jeffery V. 2,300 16,951
05‑17 GE General Electric Co. Beattie William G 4,000 110,800
05‑17 TIS Orchids Paper Products Company GLOSS RODNEY D 4,300 58,050
05‑17 TIS Orchids Paper Products Company GLOSS RODNEY D 1,600 21,200
05‑17 TIS Orchids Paper Products Company GLOSS RODNEY D 1,600 20,800
05‑17 SWM Schweitzer-Mauduit International, Inc. Keenan Jeffrey 1,000 37,900
05‑17 HGV Hilton Grand Vacations Inc. Wang Mark D 3,000 107,320
05‑17 LSXMA Liberty Media, Sirius XM Group Series A BERKSHIRE HATHAWAY INC 100,071 3,647,318
05‑17 LSXMK Liberty Media, Sirius XM Group Series C BERKSHIRE HATHAWAY INC 580,907 21,075,829
05‑17 MFIN Medallion Financial Corp. RUDNICK DAVID L 61,800 134,724
05‑17 BEBE bebe stores, inc. MILLER LLOYD I III 8,000 30,000
05‑17 BEBE bebe stores, inc. MILLER LLOYD I III 16,325 62,952
05‑17 BEBE bebe stores, inc. MILLER LLOYD I III 58,700 224,422
05‑17 ETM Entercom Communications Corp. FIELD JOSEPH M 67,916 663,159
05‑17 MPX Marine Products Corp. Rollins Timothy Curtis 2,909 36,865
05‑17 UIHC United Insurance Holdings Corp. POITEVINT ALEC II 3,519 52,897
05‑17 AAT American Assets Trust Inc RADY ERNEST S 34,300 1,322,608
05‑17 AR Antero Resources Corporation RADY PAUL M 500,000 10,555,850
05‑17 INFU InfuSystems Holdings, Inc. Morris Ryan J. 9,614 12,979
05‑17 PBI Pitney Bowes, Inc. SANFORD LINDA S 5,000 75,444
05‑17 CLNE Clean Energy Fuels Corp. Scully Stephen 20,000 49,800
05‑17 FMAO Farmers & Merchants Bancorp Inc. Stamm K. Brad 500 30,000
05‑17 TIS Orchids Paper Products Company SCHOEN JEFFREY S 5,000 67,500
05‑17 NJMC New Jersey Mining Company Swallow John 300,000 34,500
05‑17 AR Antero Resources Corporation Warren Glen C Jr 250,000 5,247,500
05‑17 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 4,000 26,640
05‑17 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 4,000 26,620
05‑17 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 10,500 69,825
05‑17 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 2,861 19,011
05‑17 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 2,500 16,325
05‑17 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 3,000 19,560
05‑17 CNBKA Century Bancorp, Inc. Filler James J 460 28,469
05‑17 CNBKA Century Bancorp, Inc. Filler James J 724 42,962
05‑17 APC Anadarko Petroleum Corp. FLUOR PETER J 20,000 1,036,556
05‑17 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 2,800 18,228
05‑17 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 16,800 109,200
05‑17 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 11,898 77,218
05‑17 TIS Orchids Paper Products Company HAILEY DOUGLAS 10,000 133,750
05‑17 MFON Mobivity Holdings Corp. AKIN THOMAS B 85,000 59,330
05‑17 AEL American Equity Investment Life Holding Co. Matula Alan David 6,270 150,249
05‑17 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 8,039 52,093
05‑17 MATX Matson, Inc. KURIYAMA STANLEY M 3,300 98,175
05‑17 NVR NVR, Inc. Ross Susan Williamson 30 67,603
05‑17 NMFC New Mountain Finance Corporation Ogens David 3,600 51,732
05‑17 YUMC Yum China Holdings, Inc. Ng Shella 4,420 153,574
05‑17 OVLY Oak Valley Bancorp HOLDER H RANDOLPH JR 2,790 39,702
05‑17 CUR Neuralstem, Inc. Daly Richard J 7,500 30,000
05‑17 CNNB Cincinnati Bancorp Bedinghaus Robert A. 1,000 10,000
05‑17 OSBC Old Second Bancorp, Inc. BONIFAS EDWARD 2,500 29,000
05‑17 TIS Orchids Paper Products Company BERLIN STEVEN R 1,000 13,373
05‑17 IFF International Flavors & Fragrances, Inc Winder Investment Pte Ltd 5,300 705,012
05‑17 SELB Selecta Biosciences, Inc. SPRINGER TIMOTHY A 11,244 157,483
05‑17 APC Anadarko Petroleum Corp. WALKER R A 19,300 1,000,213
05‑17 LSXMA Liberty Media, Sirius XM Group Series A WESCHLER, R. TED 100,071 3,647,318
05‑17 CUBA Herzfeld Caribbean Basin Fund HERZFELD THOMAS J 1,670 11,857
05‑17 LSXMK Liberty Media, Sirius XM Group Series C WESCHLER, R. TED 580,907 21,075,829
05‑17 CHDN Churchill Downs Inc. Rankin R Alex 1,000 164,172
05‑17 ED Consolidated Edison, Inc. SANFORD LINDA S 900 71,766
05‑17 EDR Education Realty Trust, Inc. Schaefer Kimberly 1,000 37,630
05‑17 PNR Pentair plc. GARDEN EDWARD P 231,864 15,143,038
05‑17 DAR Darling Ingredients Inc. LYNCH PATRICK C 19,710 299,592
05‑17 CODI Compass Diversified Holdings BOTTIGLIERI JAMES 3,000 48,728
05‑17 PNR Pentair plc. GARDEN EDWARD P 102,036 6,603,770
05‑17 KODK Eastman Kodak Co. CLARKE JEFF 3,000 28,140
05‑17 DWSN Dawson Geophysical Company New BARRETT WILLIAM J 5,000 21,000
05‑17 VER VEREIT, Inc. MCDOWELL PAUL H 7,000 52,542
05‑17 DKL Delek Logistics Partners LP Delek US Holdings, Inc. 3,000 92,998
05‑17 IMMR Immersion Corporation SALTICH JACK L 5,000 41,282
05‑17 YUMC Yum China Holdings, Inc. Hsieh Louis 30,000 1,045,440
05‑17 FH FORM Holdings Corp. Abbe Richard 15,500 23,824
05‑17 EDGW Edgewater Technology, Inc. Wolf Kurt James 10,000 71,535
05‑17 IKNX Ikonics Corp. Lee Darrell B 1,680 15,120
05‑17 FANG Diamondback Energy, Inc. WEST STEVEN E 2,400 248,270
05‑17 JFC JPMorgan China Region Fund, Inc. Bulldog Investors, LLC 2,100 41,286
05‑17 PFGC Performance Food Group Company Hope James D 1,000 27,600
05‑17 IMN Imation Corp. Searing Robert 2,543 10,757
05‑17 CRMD CorMedix Inc. Baluch Khoso 75,000 35,625
05‑17 RYI Ryerson Holdings Corp Burbach Michael 2,200 19,910
05‑17 IKNX Ikonics Corp. NERGES JOSEPH R 1,695 15,329
05‑17 MATR Mattersight Corp. MULLEN DAVID B 20,000 51,598
05‑16 EDGW Edgewater Technology, Inc. DiSanto Frederick D. 8,003 57,363
05‑16 PLX Protalix BioTherapeutics, Inc. Manor Moshe 50,000 40,500
05‑16 STKL SunOpta Inc. Gough Jeffrey 5,000 44,000
05‑16 HLND Highlands Bankshares, Inc. (VA) Lowery Brian 6,000 41,700
05‑16 EGRX Eagle Pharmaceuticals, Inc. Pernock David 200 16,448
05‑16 ADC Agree Realty Corp. Rubenfaer William S. 2,500 112,300
05‑16 INSY Insys Therapeutics Inc. Motahari Saeed 4,500 53,932
05‑16 TRXC TransEnterix, Inc. PFENNIGER RICHARD C JR 100,000 53,950
05‑16 IBM International Business Machines Corp. OWENS JAMES W 1,718 263,180
05‑16 EVBN Evans Bancorp, Inc. Lomeo Jody L 500 19,750
05‑16 CRMD CorMedix Inc. TELLEZ CORA M 50,000 24,000
05‑16 CGIX Cancer Genetics, Inc. PAPPAJOHN JOHN 19,310 73,318
05‑16 COMM CommScope Holding Company, Inc. Watts Claudius E. IV 15,000 551,258
05‑16 EVRI Everi Holdings Inc. Raney Eileen F 14,000 94,220
05‑16 IFF International Flavors & Fragrances, Inc Winder Investment Pte Ltd 21,700 2,887,326
05‑16 AREX Approach Resources, Inc. Wilks Brothers, LLC 150,000 454,890
05‑16 PODD Insulet Corp. Spears Michael P 2,500 101,470
05‑16 TPB Turning Point Brands, Inc. HEBARD GEORGE 3,000 46,770
05‑16 CTHR Charles & Colvard, Ltd. Miglucci Suzanne 20,000 19,000
05‑16 STVI Snap Interactive, Inc. Vakil Arash 10,000 30,000
05‑16 X United States Steel Corp. Girsky Stephen J 2,500 49,862
05‑16 NXEO Nexeo Solutions, Inc. Astor William Waldorf III 10,850 98,171
05‑16 CUBA Herzfeld Caribbean Basin Fund HERZFELD THOMAS J 2,000 14,269
05‑16 SC Santander Consumer USA Holdings Inc. DAWOOD ISMAIL 5,000 61,450
05‑16 FTR Frontier Communications Corp. Weslock Kathleen 50,000 65,750
05‑16 GNC GNC Holdings, Inc. FELDMAN ALAN D 36,400 249,970
05‑16 DKL Delek Logistics Partners LP Delek US Holdings, Inc. 919 28,863
05‑16 PBHC Pathfinder Bancorp, Inc. JOYCE GEORGE P 2,500 37,958
05‑16 RDUS Radius Health, Inc. BIOTECH GROWTH N V 17,000 576,725
05‑16 SEAS SeaWorld Entertainment, Inc. Hill Path Holdings LLC 92,734 1,668,683
05‑16 OTIV On Track Innovations Ltd. Cohen Shlomi 9,745 13,740
05‑16 ABCB Ameris Bancorp Bowen William I. Jr. 300 13,220
05‑16 BRX Brixmor Property Group Inc. Singh Carolyn Carter 1,000 17,850
05‑16 SEAS SeaWorld Entertainment, Inc. Hill Path Holdings LLC 7,291 131,196
05‑16 SEAS SeaWorld Entertainment, Inc. Hill Path Capital Partners LP 7,291 131,196
05‑16 SEAS SeaWorld Entertainment, Inc. Hill Path Capital Partners LP 92,734 1,668,683
05‑16 INFU InfuSystems Holdings, Inc. Morris Ryan J. 20,000 29,828
05‑16 GAM General American Investors Co., Inc. Priest Jeffrey W 1,500 51,274
05‑16 AAT American Assets Trust Inc RADY ERNEST S 13,676 526,800
05‑16 MPX Marine Products Corp. Rollins Timothy Curtis 2,091 26,509
05‑16 OMED OncoMed Pharmaceuticals, Inc. LASERSOHN JACK W 23,507 82,061
05‑16 CVO Cenveo, Inc. PURI NATHU R 27,656 141,391
05‑16 PHF Pacholder High Yield Fund, Inc. Bulldog Investors, LLC 7,700 60,886
05‑16 CFR Cullen/Frost Bankers, Inc. WESTON GRAHAM M 6,500 588,965
05‑16 CFR Cullen/Frost Bankers, Inc. WESTON GRAHAM M 4,485 411,095
05‑16 LSXMK Liberty Media, Sirius XM Group Series C BERKSHIRE HATHAWAY INC 315,000 11,530,071
05‑16 LSXMA Liberty Media, Sirius XM Group Series A BERKSHIRE HATHAWAY INC 142,065 5,227,552
05‑16 HGV Hilton Grand Vacations Inc. Wang Mark D 25,000 902,950
05‑16 FTR Frontier Communications Corp. Lass John 8,000 10,760
05‑16 SPKE Spark Energy, Inc. Maxwell W Keith III 10,100 365,923
05‑16 SN Sanchez Energy Corporation Colvin Greg 5,000 33,745
05‑16 SN Sanchez Energy Corporation Colvin Greg 5,000 33,750
05‑16 SN Sanchez Energy Corporation Colvin Greg 5,082 33,795
05‑16 SN Sanchez Energy Corporation Colvin Greg 1,852 12,388
05‑16 SN Sanchez Energy Corporation Colvin Greg 1,770 11,857
05‑16 EDGW Edgewater Technology, Inc. DiSanto Frederick D. 10,932 78,342
05‑16 VER VEREIT, Inc. Richardson Julie 15,000 111,900
05‑16 PRGX PRGX Global, Inc. Drapkin Matthew A 13,457 81,954
05‑16 GWRS Global Water Resources, Inc. LEVINE WILLIAM S 10,000 85,400
05‑16 FPI Farmland Partners Inc. Pittman Paul A 2,500 25,000
05‑16 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 3,500 22,960
05‑16 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 2,900 19,053
05‑16 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 2,700 17,793
05‑16 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 4,200 27,762
05‑16 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 4,700 31,114
05‑16 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 2,200 14,586
05‑16 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 1,600 10,624
05‑16 OPK Opko Health, Inc. FROST PHILLIP MD ET AL 1,800 11,970
05‑16 III Information Services Group, Inc. CONNORS MICHAEL P 5,142 19,951
05‑16 RPAI Retail Properties of America, Inc. Imperiale Richard P 1,000 12,500
05‑16 RPAI Retail Properties of America, Inc. Imperiale Richard P 1,500 18,690
05‑16 HIL Hill International, Inc. Sgro David 15,100 68,403
05‑16 PNNT PennantPark Investment Corp. PENN ARTHUR H 17,000 132,073
05‑16 PNR Pentair plc. GARDEN EDWARD P 175,000 11,446,838
05‑16 HIVE Aerohive Networks, Inc. FLYNN DAVID K. 40,000 171,880
05‑16 MBTF MBT Financial Corp. DALY JOSEPH S 4,900 52,920
05‑16 MBTF MBT Financial Corp. DALY JOSEPH S 4,200 45,570
05‑16 RLH Red Lion Hotels Corp. WOLFE ROBERT G 6,243 42,140
05‑16 UIHC United Insurance Holdings Corp. POITEVINT ALEC II 4,205 63,075
05‑16 LSXMK Liberty Media, Sirius XM Group Series C WESCHLER, R. TED 315,000 11,530,071
05‑16 LSXMA Liberty Media, Sirius XM Group Series A WESCHLER, R. TED 142,065 5,227,552
05‑16 BRKR Bruker Corp. LAUKIEN FRANK H 1,920 49,687
05‑16 FBMS First Bancshares, Inc. (The) GIBSON E RICKY 1,000 28,400
05‑16 WCN Waste Connections, Inc. Lee Susan 600 55,092
05‑16 SXCP SunCoke Energy Partners LP Sun Coal & Coke LLC 67,300 1,063,273
05‑16 GARS Garrison Capital Inc. Tansey Joseph Bertrand 7,000 61,993
05‑16 TPX Tempur Sealy International, Inc. Nabi Usman 250,000 11,744,625
05‑16 MCC Medley Capital Corp. Taube Seth 94,986 585,351
05‑16 MCC Medley Capital Corp. Taube Brook 94,986 585,351
05‑16 WAIR Wesco Aircraft Holdings Inc. Bancroft Thomas 500,000 4,426,200
05‑16 HIVE Aerohive Networks, Inc. Ritchie John 10,000 43,160
05‑16 TPX Tempur Sealy International, Inc. JAFFER REHAN 95,000 4,462,958
05‑16 GARS Garrison Capital Inc. Chase Brian S 2,000 17,500
05‑16 SONA Southern National Bancorp of Virginia, Inc. FORCH JOHN J 2,000 12,480
05‑16 SONA Southern National Bancorp of Virginia, Inc. FORCH JOHN J 2,800 26,096
05‑16 FSP Franklin Street Properties Corp. Burke John N 1,240 13,479
05‑16 FBMS First Bancshares, Inc. (The) GIBSON E RICKY 1,000 28,400
05‑16 SRG Seritage Growth Properties BERKOWITZ BRUCE R 46,600 1,805,750
05‑16 TPX Tempur Sealy International, Inc. Nabi Usman 95,000 4,462,958
05‑16 TPX Tempur Sealy International, Inc. JAFFER REHAN 250,000 11,744,625
05‑16 ETM Entercom Communications Corp. FIELD JOSEPH M 67,916 670,046
05‑16 SEE Sealed Air Corp. Chammas Emile Z. 3,000 129,270
05‑15 SWKH SWK Holdings Corp CARLSON CAPITAL L P 10,000 111,050
05‑15 CASH Meta Financial Group, Inc. Hoople Elizabeth G. 1,000 83,630
05‑15 TPX Tempur Sealy International, Inc. Nabi Usman 125,000 6,053,038
05‑15 NNUTU Royal Hawaiian Orchards, L.P. Nelson Bradford C 9,547 17,089
05‑15 GE General Electric Co. IMMELT JEFFREY R 12,000 336,360
05‑15 PRGX PRGX Global, Inc. Drapkin Matthew A 48,820 299,618
05‑15 MCC Medley Capital Corp. Taube Seth 55,151 338,853
05‑15 AUXO AUXILIO, Inc. Abouchar John D 5,000 24,900
05‑15 GWRS Global Water Resources, Inc. LEVINE WILLIAM S 10,000 85,500
05‑15 PFBX Peoples Financial Corp. SWETMAN CHEVIS 1,000 13,450
05‑15 MCC Medley Capital Corp. Taube Brook 55,151 338,853
05‑15 NWFL Norwood Financial Corp. ADAMS JOSEPH W 700 27,146
05‑15 GE General Electric Co. Beattie William G 16,000 448,800
05‑15 FPI Farmland Partners Inc. Pittman Paul A 2,000 20,500
05‑15 WAIR Wesco Aircraft Holdings Inc. Bancroft Thomas 275,000 2,463,918
05‑15 NEWT Newtek Business Services Corp. SALUTE RICHARD J 800 13,940
05‑15 HIVE Aerohive Networks, Inc. Ritchie John 10,000 43,060
05‑15 BTU Peabody Energy Corporation ELLIOTT INTERNATIONAL, L.P. 136,000 3,401,210
05‑15 TPX Tempur Sealy International, Inc. JAFFER REHAN 45,000 2,179,094
05‑15 III Information Services Group, Inc. CONNORS MICHAEL P 5,250 20,055
05‑15 BTU Peabody Energy Corporation ELLIOTT ASSOCIATES, L.P. 64,000 1,600,570
05‑15 GER Goldman Sachs MLP Energy Renaissance Fund STRANGHOENER LAWRENCE W 4,900 40,124
05‑15 MERC Mercer International, Inc. KELLOGG PETER R 20,000 225,880
05‑15 MERC Mercer International, Inc. KELLOGG PETER R 9,014 101,813
05‑15 RPAI Retail Properties of America, Inc. Imperiale Richard P 2,000 25,560
05‑15 DKL Delek Logistics Partners LP Delek US Holdings, Inc. 2,400 76,175
05‑15 AREX Approach Resources, Inc. Wilks Brothers, LLC 100,000 301,560
05‑15 ISTR Investar Holding Corporation Hufft Christopher L 1,000 22,800
05‑15 CIVB Civista Bancshares, Inc. Murray Dennis E Jr 1,000 21,377
05‑15 APA Apache Corp. JOYCE RENE R 10,000 513,800
05‑15 PNR Pentair plc. GARDEN EDWARD P 290,000 18,941,263
05‑15 CIVB Civista Bancshares, Inc. Murray Dennis E Jr 1,000 21,381
05‑15 BGIO BlackRock 2022 Global Income Opportunity Trust Rieder Richard M 8,693 87,365
05‑15 AMTX Aemetis, Inc. Beebe Lydia I 10,000 12,798
05‑15 AGR Avangrid, Inc. Timm Elizabeth 226 10,018
05‑15 NGVT Ingevity Corporation BLACKWELL JEAN S 1,500 87,570
05‑15 AAT American Assets Trust Inc RADY ERNEST S 15,058 592,683
05‑15 ZYNE Zynerba Pharmaceuticals, Inc. ANIDO ARMANDO 1,500 29,355
05‑15 RLH Red Lion Hotels Corp. WOLFE ROBERT G 1,592 10,507
05‑15 SRG Seritage Growth Properties BERKOWITZ BRUCE R 46,400 1,842,080
05‑15 SRG Seritage Growth Properties BERKOWITZ BRUCE R 5,100 201,960
05‑15 WAAS AquaVenture Holdings Limited BROWN DOUGLAS R 16,500 275,913
05‑15 LSXMK Liberty Media, Sirius XM Group Series C WESCHLER, R. TED 971,623 35,448,013
05‑15 SRG Seritage Growth Properties BERKOWITZ BRUCE R 3,100 122,853
05‑15 ORI Old Republic International Corp. Bateman Steven J 5,000 97,800
05‑15 NNUTU Royal Hawaiian Orchards, L.P. EBRAHIMI FARHAD FRED 6,608,428 11,829,086
05‑15 NNUTU Royal Hawaiian Orchards, L.P. EBRAHIMI FARHAD FRED 520,492 931,681
05‑15 NNUTU Royal Hawaiian Orchards, L.P. EBRAHIMI FARHAD FRED 61,292 109,713
05‑15 NGHC National General Holdings Corp MARSHALECK JOHN 5,000 108,850
05‑15 XRM Xerium Technologies, Inc. Staton Mark 10,000 70,300
05‑15 INCY Incyte Corp. BIENAIME JEAN JACQUES 500 57,500
05‑15 DUK Duke Energy Corp. (Holding Co.) CRAVER THEODORE F JR 3,500 293,049
05‑15 TIME Time Inc. Rolfe Ronald S 2,000 25,700
05‑15 CRMD CorMedix Inc. Dillione Janet 21,231 10,085
05‑15 CRMD CorMedix Inc. Cook Robert W. 50,000 24,950
05‑15 IVTY Invuity, Inc. Roberts Eric W 5,000 39,378
05‑15 CRMD CorMedix Inc. Kaplan Myron 30,000 14,820
05‑15 LSXMA Liberty Media, Sirius XM Group Series A WESCHLER, R. TED 265,606 9,745,589
05‑15 JFC JPMorgan China Region Fund, Inc. Bulldog Investors, LLC 10,000 196,556
05‑15 SRG Seritage Growth Properties BERKOWITZ BRUCE R 1,900 75,316
05‑15 PGUS ProGreen US, Inc. TELANDER JAN 50,000 10,250
05‑15 FHCO Female Health Co. (THE) BETHUNE DAVID R 10,000 10,305
05‑15 MYE Myers Industries, Inc. SCACCETTI JANE 3,000 51,600
05‑15 ERIE Erie Indemnity Co. NECASTRO TIMOTHY G 430 49,983
05‑15 VSTM Verastem, Inc. BARBERICH TIMOTHY J 30,000 73,500
05‑15 CPAH CounterPath Corp. Bruk Steven 44,200 80,886
05‑15 PNNT PennantPark Investment Corp. PENN ARTHUR H 13,000 101,260
05‑15 USAK USA Truck, Inc. Creager Robert E. 6,585 39,932
05‑15 IFF International Flavors & Fragrances, Inc Winder Investment Pte Ltd 40,000 5,297,532
05‑15 NNUTU Royal Hawaiian Orchards, L.P. EBRAHIMI FARHAD FRED 12,435 22,259
05‑15 HAL Halliburton Co. (Holding Company) Albrecht William E 8,000 370,608
05‑15 TPX Tempur Sealy International, Inc. LUTHER JON L 2,750 133,242
05‑15 VER VEREIT, Inc. Roberts Thomas W 15,000 113,955
05‑15 NNUTU Royal Hawaiian Orchards, L.P. BLANK BARRY W 148,000 264,920
05‑15 CVO Cenveo, Inc. PURI NATHU R 10,000 51,128
05‑15 HBAN Huntington Bancshares, Inc. Harmening Andrew J 15,490 200,131
05‑15 FHCO Female Health Co. (THE) PARRISH O B 10,000 10,195
05‑15 NNUTU Royal Hawaiian Orchards, L.P. EBRAHIMI FARHAD FRED 2,208,730 3,953,627
05‑15 NNUTU Royal Hawaiian Orchards, L.P. BLANK BARRY W 720,300 1,289,337
05‑15 CFR Cullen/Frost Bankers, Inc. WESTON GRAHAM M 11,096 999,639
05‑15 BBW Build-A-Bear Workshop, Inc. Point72 Asset Management, L.P. 27,858 296,952
05‑15 PRCP Perceptron, Inc. RATIGAN JAMES A 3,410 26,121
05‑15 LSXMK Liberty Media, Sirius XM Group Series C BERKSHIRE HATHAWAY INC 971,623 35,448,013
05‑15 DWSN Dawson Geophysical Company New BARRETT WILLIAM J 4,833 21,748
05‑15 AMBC Ambac Financial Group, Inc. LeBlanc Claude 2,500 43,325
05‑15 LSXMA Liberty Media, Sirius XM Group Series A BERKSHIRE HATHAWAY INC 265,606 9,745,589
05‑15 SFY Swift Energy Company WOOLVERTON SEAN C 400 10,976
05‑15 AMBC Ambac Financial Group, Inc. LeBlanc Claude 2,500 43,275
05‑15 QSEP QS Energy, Inc. Munn Richard William 42,000 10,080
05‑15 FTR Frontier Communications Corp. Gable Steve 10,000 13,000
05‑15 PCTI PC-Tel, Inc. Neumann David A 3,000 19,313
05‑15 TPX Tempur Sealy International, Inc. Nabi Usman 45,000 2,179,094
05‑15 ASIX AdvanSix Inc. Marberry Michael 764 24,968
05‑15 SXCP SunCoke Energy Partners LP Sun Coal & Coke LLC 67,300 1,086,047
05‑15 GE General Electric Co. IMMELT JEFFREY R 88,000 2,471,040
05‑15 GARS Garrison Capital Inc. Tansey Joseph Bertrand 4,700 42,040
05‑15 TPX Tempur Sealy International, Inc. JAFFER REHAN 125,000 6,053,038
05‑15 SWKH SWK Holdings Corp CARLSON CAPITAL L P 19,900 220,890

Source: Fintel.io



Submitted May 22, 2017 at 01:11PM by badpauly http://ift.tt/2rIUBQX

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