These are the latest Schedule 13D forms filed by activist investors in the last 7 days. Activist investors are investors that make an investment with the intention of influencing management in some way. There is evidence that following activist investors into investments can generate excess returns. Schedule 13G forms, in contrast, are filed by significant investors with no intention of influencing management (such as Index funds).
There is always a lot of interest in insider trades, but what a lot of people probably don't realize is that hedge fund activity is probably more predictive of future returns than insider activity. The reason is that hedge funds (a) have large research budgets, and (b) have a choice where to put their money. In contract, insiders have no choice where to put their money, but only when to time their transactions.
New Filings
This table lists new 13D filings in the last week. A new filing does not necessarily indicate a new position, as investors frequently accumulate in advance before reaching the filing threshold.
| Date |
Form |
Company |
Investor |
Shares |
Ownership |
Change |
| 07‑27 |
13D |
ALLK / Allakos Inc. |
New Enterprise Associates 16, L.p. |
2,266,675 |
5.6% |
|
| 07‑26 |
13D |
NVLN / NOVELION THERAPEUTICS INC. |
Healthcare Value Capital, LLC |
1,313,387 |
7.0% |
-0.28 |
| 07‑26 |
13D |
USX / US XPRESS ENTERPRISES INC |
Fuller Max L |
16,225,188 |
33.7% |
|
| 07‑26 |
13D |
TSRI / TSR, Inc. |
Zeff Capital, LP |
382,094 |
19.5% |
323.91 |
| 07‑25 |
13D |
RKFL / B4MC Gold Mines Inc. |
Jensen Carsten |
|
10.9% |
|
| 07‑25 |
13D |
GLF / GulfMark Offshore, Inc. |
Tidewater Inc |
2,624,346 |
34.99% |
|
| 07‑25 |
13D |
BBLG / Bone Biologics Corp |
Hankey Capital, Llc |
14,058,673 |
83.97% |
|
| 07‑25 |
13D |
BFMC / B4MC Gold Mines Inc. |
Oerbekker Henrik |
3,454,989 |
15.2% |
2.70 |
| 07‑24 |
13D |
TFLG / Trafalgar Resources, Inc. |
Hy (hk) Financial Investments Co., Ltd. |
5,000,000 |
95.0% |
|
| 07‑24 |
13D |
BFMC / B4MC Gold Mines Inc. |
Rouf Henrik |
|
10.9% |
-36.63 |
| 07‑24 |
13D |
MYYZ / My Cloudz Inc |
Grays Peak Llc |
85,000,000 |
63.9% |
|
| 07‑24 |
13D |
GEGP / Gold Entertainment Group, Inc. |
Gold Entertainment Group Inc |
2,000,000 |
100.0% |
|
| 07‑23 |
13D |
LOVE / Lovesac Co |
Heyer Andrew R |
7,135,686 |
55.04% |
|
| 07‑23 |
13D |
KRP / Kimbell Royalty Partners, LP |
Kkr Upstream Associates Llc |
4,913,559 |
18.3% |
|
| 07‑23 |
13D |
BKS / Barnes & Noble, Inc. |
Schottenfeld Opportunities Fund Ii, Lp |
4,163,510 |
5.68% |
|
| 07‑23 |
13D |
OCLR / Oclaro, Inc |
Magnetar Financial LLC |
8,615,308 |
5.05% |
|
| 07‑23 |
13D |
PHH / PHH Corp. |
Magnetar Financial LLC |
1,637,760 |
5.03% |
|
| 07‑23 |
13D |
ASH / Ashland Global Holdings, Inc. |
Cruiser Capital Advisors, Llc |
1,456,835 |
2.3% |
|
Amended Filings
This table lists amended filings in the last week, and is useful for monitoring changes in existing investments or when a fund closes a position. I have eliminated all filings with less than a 5% change in ownership.
| Date |
Form |
Company |
Investor |
Shares |
Ownership |
Change |
| 07‑27 |
13D/A |
ABDC / Alcentra Capital Corp. |
STILWELL JOSEPH |
1,007,434 |
7.4% |
-12.94 |
| 07‑27 |
13D/A |
AETI / American Electric Technologies, Inc. |
Jch Crenshaw Holdings, Llc |
3,001,217 |
26.58% |
40.49 |
| 07‑27 |
13D/A |
ONTX / Onconova Therapeutics, Inc. |
Hoffman Michael B |
5,831,116 |
7.4% |
-64.59 |
| 07‑27 |
13D/A |
AGHC / Aeon Global Health Corp. |
Roshan Hanif A |
844,339 |
11.5% |
-38.50 |
| 07‑27 |
13D/A |
AGHC / Aeon Global Health Corp. |
Ali Sohail |
482,419 |
6.6% |
|
| 07‑27 |
13D/A |
AGHC / Aeon Global Health Corp. |
Roy Gulzar |
482,419 |
6.6% |
|
| 07‑27 |
13D/A |
MRUS / Merus N.V. |
Novo A/S |
1,102,795 |
4.88% |
-33.15 |
| 07‑27 |
13D/A |
FOXA / Twenty-First Century Fox, Inc. |
VA Partners I, LLC |
23,561,334 |
3.0% |
-36.17 |
| 07‑26 |
13D/A |
PBSK / Poage Bankshares, Inc. |
STILWELL JOSEPH |
274,971 |
7.9% |
-16.84 |
| 07‑26 |
13D/A |
MZF / Managed Duration Investment Grade Municipal Fund |
Karpus Management, Inc. |
636,023 |
9.35% |
-36.22 |
| 07‑26 |
13D/A |
JAKK / JAKKS Pacific, Inc. |
Oasis Management Co Ltd. |
1,097,906 |
7.9% |
-11.24 |
| 07‑26 |
13D/A |
NXRT / NexPoint Residential Trust, Inc. |
HIGHLAND CAPITAL MANAGEMENT LP |
4,370,109 |
21.06% |
5.25 |
| 07‑25 |
13D/A |
OSIR / Osiris Therapeutics, Inc. |
Friedli Peter |
14,810,455 |
42.9% |
|
| 07‑25 |
13D/A |
NSTG / NanoString Technologies, Inc. |
Clarus Lifesciences II, L.P. |
4,165,781 |
14.03% |
-15.12 |
| 07‑24 |
13D/A |
TSRI / TSR, Inc. |
HUGHES JOSEPH F |
0 |
0.0% |
-100.00 |
| 07‑24 |
13D/A |
TSRI / TSR, Inc. |
Hughes Winifred |
0 |
0.0% |
-100.00 |
| 07‑24 |
13D/A |
MSLP / MusclePharm Corp. |
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I |
14,731,667 |
11.2% |
23.08 |
| 07‑24 |
13D/A |
GLTC / GelTech Solutions, Inc. |
Reger Michael Lloyd |
63,247,036 |
65.04% |
12.14 |
| 07‑24 |
13D/A |
BXRO / Baixo Relocation Services, Incorporated |
Hue Richard |
160,027,617 |
67.6% |
46.16 |
| 07‑24 |
13D/A |
TWNK / Hostess Brands, Inc. |
Gores Sponsor Llc |
7,739,462 |
7.5% |
-11.76 |
| 07‑24 |
13D/A |
CIX / CompX International, Inc. |
CONTRAN CORP |
10,764,004 |
86.6% |
173.19 |
| 07‑24 |
13D/A |
SYNT / Syntel, Inc. |
SETHI NEERJA |
21,402,069 |
25.8% |
|
| 07‑24 |
13D/A |
TAX / Liberty Tax, Inc. |
CANNELL CAPITAL LLC |
871,068 |
6.87% |
-9.13 |
| 07‑24 |
13D/A |
DDE / Dover Downs Gaming & Entertainment, Inc. |
TIPPIE HENRY B |
9,703,396 |
36.1% |
-8.61 |
| 07‑24 |
13D/A |
DDE / Dover Downs Gaming & Entertainment, Inc. |
ROLLINS R RANDALL |
2,131,500 |
10.4% |
|
| 07‑24 |
13D/A |
SYNT / Syntel, Inc. |
DESAI BHARAT |
31,586,919 |
38.1% |
|
| 07‑23 |
13D/A |
ASPU / Aspen Group Inc. |
Malysheva Oksana Mindyuk |
203,209 |
1.1% |
-86.42 |
| 07‑23 |
13D/A |
GALE / Galena Biopharma, Inc. |
Equilibria Capital Management Ltd |
3,053,299 |
22.9% |
-52.49 |
| 07‑23 |
13D/A |
CCBG / Capital City Bank Group, Inc. |
2 S Partnership |
0 |
0.0% |
|
| 07‑23 |
13D/A |
CCBG / Capital City Bank Group, Inc. |
Estate Of Robert H. Smith, Deceased |
1,905,548 |
11.2% |
20.43 |
| 07‑23 |
13D/A |
CCBG / Capital City Bank Group, Inc. |
Smith William G Jr |
2,967,704 |
17.4% |
|
| 07‑23 |
13D/A |
SRT / Star Tek, Inc. |
Csp Alpha Holdings Parent Pte Ltd |
20,766,667 |
56.2% |
87.96 |
| 07‑23 |
13D/A |
RMP / Rice Midstream Partners LP |
Eqt Corp |
0 |
0.0% |
-100.00 |
| 07‑23 |
13D/A |
EARS / Auris Medical Holding AG |
Meyer Thomas |
5,869,083 |
24.4% |
93.65 |
| 07‑23 |
13D/A |
ACOR / Acorda Therapeutics, Inc. |
SCOPIA CAPITAL MANAGEMENT LP |
7,227,791 |
15.4% |
-6.67 |
| 07‑23 |
13D/A |
PBSK / Poage Bankshares, Inc. |
MALTESE CAPITAL MANAGEMENT LLC |
121,259 |
3.5% |
-61.71 |
| 07‑23 |
13D/A |
ARGQ / Argentum 47, Inc. |
SMITH PETER JAMES |
114,705,145 |
50.51% |
|
Source: Fintel.io/activists
Submitted July 29, 2018 at 02:27PM by badpauly https://ift.tt/2Kbhipa
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