These are the latest Schedule 13D forms filed by activist investors in the last 7 days. Activist investors are investors that make an investment with the intention of influencing management in some way. There is evidence that following activist investors into investments can generate excess returns. Schedule 13G forms, in contrast, are filed by significant investors with no intention of influencing management (such as Index funds).
There is always a lot of interest in insider trades, but what a lot of people probably don't realize is that hedge fund activity is probably more predictive of future returns than insider activity. The reason is that hedge funds (a) have large research budgets, and (b) have a choice where to put their money. In contract, insiders have no choice where to put their money, but only when to time their transactions.
New Filings
This table lists new 13D filings in the last week. A new filing does not necessarily indicate a new position, as investors frequently accumulate in advance before reaching the filing threshold.
| Date |
Form |
Company |
Investor |
Shares |
Ownership |
Change |
| 09‑21 |
13D |
JT / Jianpu Technology Inc. |
Sailing Capital Overseas Investments Fund, Lp |
32,786,229 |
10.3% |
|
| 09‑21 |
13D |
TSIFX / Tortoise Tax-Advantaged Social Infrastructure Fund, Inc. |
Bicknell Family Holding Co Llc |
3,503,002 |
76.2% |
|
| 09‑21 |
13D |
MZOR / Mazor Robotics Ltd. |
Medtronic plc |
4,208,790 |
15.2% |
-5.00 |
| 09‑20 |
13D |
GCP / GCP Applied Technologies Inc. |
GAMCO INVESTORS, INC. ET AL |
3,166,299 |
4.39% |
|
| 09‑20 |
13D |
BCAC / Bison Capital Acquisition Corp |
Xynomic Pharmaceuticals, Inc. |
1,911,250 |
23.95% |
|
| 09‑19 |
13D |
KLXE / KLX Energy Services Holdings, Inc. |
Khoury Amin J |
1,165,187 |
5.3% |
|
| 09‑18 |
13D |
PMBC / Pacific Mercantile Bancorp |
Patriot Financial Partners Iii, L.p. |
2,169,208 |
9.9% |
|
| 09‑18 |
13D |
TRVG / Trivago NV |
PAR INVESTMENT PARTNERS LP |
13,105,000 |
34.5% |
83.51 |
| 09‑18 |
13D |
EMPR / Empire Petroleum Corp. |
Puckett Land Co |
6,042,382 |
33.16% |
|
| 09‑18 |
13D |
AMC / AMC Entertainment Holdings, Inc. |
Wanda America Entertainment, Inc. |
51,769,784 |
50.0% |
|
| 09‑17 |
13D |
USMN / U.S. Rare Earth Minerals, Inc. |
Afcc, Llc |
70,500,000 |
67.0% |
|
| 09‑17 |
13D |
CXRX / Concordia Healthcare Corporation |
Solus Alternative Asset Management LP |
8,430,073 |
17.2% |
|
| 09‑17 |
13D |
CXRX / Concordia Healthcare Corporation |
Blackstone Holdings II L.P. |
17,426,810 |
35.7% |
|
| 09‑17 |
13D |
EGL / Engility Holdings, Inc. |
Science Applications International Corp |
17,920,892 |
48.48% |
|
| 09‑17 |
13D |
ADAP / Adaptimmune Therapeutics plc |
New Enterprise Associates 14, L.P. |
98,921,868 |
15.7% |
21.71 |
| 09‑17 |
13D |
GBR / New Concept Energy, Inc. |
Mintbroker International, Ltd. |
0 |
0.0% |
|
Amended Filings
This table lists amended filings in the last week, and is useful for monitoring changes in existing investments or when a fund closes a position. I have eliminated all filings with less than a 5% change in ownership.
| Date |
Form |
Company |
Investor |
Shares |
Ownership |
Change |
| 09‑24 |
13D/A |
USMN / U.S. Rare Earth Minerals, Inc. |
Afcc, Llc |
2,350,000 |
2.76% |
-95.88 |
| 09‑24 |
13D/A |
APRN / Blue Apron Holdings Inc |
Salzberg Barry |
27,992,225 |
31.0% |
16.54 |
| 09‑24 |
13D/A |
CBPO / China Biologic Products, Inc. |
Pw Medtech Group Ltd |
6,321,000 |
16.08% |
8.65 |
| 09‑22 |
13D/A |
TLYS / Tilly's, Inc. |
SHAKED HEZY |
7,944,108 |
27.0% |
-39.19 |
| 09‑21 |
13D/A |
IPCI / Intellipharmaceutics International Inc. |
ODIDI HOLDINGS INC. |
1,099,385 |
22.55% |
-31.87 |
| 09‑21 |
13D/A |
HLNE / Hamilton Lane INC |
Hamilton Lane Inc |
29,790,093 |
56.7% |
-8.55 |
| 09‑20 |
13D/A |
AIZ / Assurant, Inc. |
Tpg Advisors Vi-aiv, Inc. |
7,869,230 |
12.6% |
-11.27 |
| 09‑20 |
13D/A |
GCP / GCP Applied Technologies Inc. |
40 North Management LLC |
8,819,913 |
12.2% |
8.93 |
| 09‑20 |
13D/A |
MD / Mednax, Inc. |
Elliott Associates, L.P. |
1,098,879 |
1.2% |
-14.29 |
| 09‑20 |
13D/A |
REPR / Repro Med Systems, Inc. |
Horton Capital Partners, LLC |
8,616,716 |
21.98% |
14.24 |
| 09‑20 |
13D/A |
CQH / Cheniere Energy Partners LP Holdings, LLC |
CHENIERE ENERGY INC |
0 |
1.0% |
-98.91 |
| 09‑20 |
13D/A |
BFFTF / Biofrontera AG |
Deutsche Balaton Aktiengesellschaft |
9,021,417 |
20.3% |
27.67 |
| 09‑20 |
13D/A |
PMX / PIMCO Municipal Income Fund III |
WELLS FARGO & COMPANY/MN |
343 |
5.25% |
-63.29 |
| 09‑20 |
13D/A |
PNI / PIMCO New York Municipal Income Fund II |
WELLS FARGO & COMPANY/MN |
210 |
8.3% |
-31.18 |
| 09‑20 |
13D/A |
PCK / PIMCO California Municipal Income Fund II |
WELLS FARGO & COMPANY/MN |
343 |
6.25% |
-68.06 |
| 09‑20 |
13D/A |
PMF / PIMCO Municipal Income Fund |
WELLS FARGO & COMPANY/MN |
233 |
3.38% |
-60.24 |
| 09‑20 |
13D/A |
PML / PIMCO Municipal Income Fund II |
WELLS FARGO & COMPANY/MN |
687 |
5.44% |
-62.38 |
| 09‑20 |
13D/A |
PCQ / PIMCO California Municipal Income Fund |
WELLS FARGO & COMPANY/MN |
293 |
5.72% |
-68.17 |
| 09‑20 |
13D/A |
PZC / PIMCO California Municipal Income Fund III |
WELLS FARGO & COMPANY/MN |
271 |
6.47% |
-66.65 |
| 09‑20 |
13D/A |
PAYM / PayMeOn, Inc. |
Edward A. Cespedes Revocable Trust Dated August 22, 2007 |
12,497,392 |
9.58% |
|
| 09‑19 |
13D/A |
DGSE / DGSE Companies, Inc. |
Eduro Holdings, Llc |
6,365,460 |
23.6% |
|
| 09‑19 |
13D/A |
NXEO / Nexeo Solutions, Inc. |
Legion Partners Asset Management, LLC |
4,370,550 |
4.69% |
-6.94 |
| 09‑19 |
13D/A |
AFMD / Affimed N.V. |
SGR Sagittarius Holding AG |
7,436,084 |
11.9% |
-16.78 |
| 09‑19 |
13D/A |
BLBD / Blue Bird Corporation |
ASP BB Holdings LLC |
12,000,000 |
44.38% |
-17.40 |
| 09‑18 |
13D/A |
JMBA / Jamba, Inc. |
INDUS CAPITAL PARTNERS, LLC |
0 |
0.0% |
-100.00 |
| 09‑18 |
13D/A |
CCXI / ChemoCentryx, Inc. |
GLAXOSMITHKLINE PLC |
7,343,492 |
14.6% |
-5.19 |
| 09‑18 |
13D/A |
FND / Floor & Decor Holdings, Inc. |
Ares Corporate Opportunities Fund Iii Lp |
38,739,990 |
39.8% |
-23.46 |
| 09‑18 |
13D/A |
FND / Floor & Decor Holdings, Inc. |
FS Capital Partners VI, LLC |
38,739,990 |
39.8% |
-23.46 |
| 09‑18 |
13D/A |
MCS / Marcus Corporation (THE) |
GAMCO INVESTORS, INC. ET AL |
987,900 |
4.97% |
-14.01 |
| 09‑18 |
13D/A |
MPB / Mid Penn Bancorp, Inc. |
Lawrence Keister & Co |
1,043,111 |
12.3% |
-26.79 |
| 09‑18 |
13D/A |
VTL / Vital Therapies, Inc. |
Satter Muneer A |
215,442 |
0.51% |
-98.12 |
| 09‑17 |
13D/A |
CVNA / Carvana Co. |
Ddfs Partnership Lp |
3,046,535 |
7.7% |
-25.24 |
| 09‑17 |
13D/A |
HGR / Hanger, Inc. |
KKR Fund Holdings L.P. |
2,548,197 |
6.9% |
-23.33 |
| 09‑17 |
13D/A |
LBRT / Liberty Oilfield Services Inc. |
Riverstone/carlyle Energy Partners Iv, L.p. |
48,550,085 |
42.0% |
|
| 09‑17 |
13D/A |
CISN / Cision Ltd. |
Canyon Holdings (cayman), L.p. |
57,147,221 |
43.06% |
-14.97 |
| 09‑17 |
13D/A |
RDGL / Vivos Inc |
Yee Kwan Hon |
5,116,260 |
1.4% |
-77.78 |
| 09‑17 |
13D/A |
TRN / Trinity Industries, Inc. |
VA Partners I, LLC |
21,407,891 |
14.5% |
5.07 |
| 09‑17 |
13D/A |
WEAT / Teucrium Wheat Fund |
Counsel Portfolio Services Inc. |
360,445 |
3.65% |
-27.33 |
| 09‑17 |
13D/A |
CAMT / Camtek Ltd. |
PCB LTD |
15,277,695 |
42.24% |
-6.13 |
Source: Fintel.io/activists
Submitted September 24, 2018 at 12:53PM by badpauly https://ift.tt/2Q0etKM
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