These are the latest Schedule 13D forms filed by activist investors in the last 7 days. Activist investors are investors that make an investment with the intention of influencing management in some way. There is evidence that following activist investors into investments can generate excess returns. Schedule 13G forms, in contrast, are filed by significant investors with no intention of influencing management (such as Index funds).
There is always a lot of interest in insider trades, but what a lot of people probably don't realize is that hedge fund activity is probably more predictive of future returns than insider activity. The reason is that hedge funds (a) have large research budgets, and (b) have a choice where to put their money. In contract, insiders have no choice where to put their money, but only when to time their transactions.
New Filings
This table lists new 13D filings in the last week. A new filing does not necessarily indicate a new position, as investors frequently accumulate in advance before reaching the filing threshold.
| Date |
Form |
Company |
Investor |
Shares |
Ownership |
Change |
| 06‑22 |
13D |
HLIX / Helix TCS, Inc. |
Nightstone Unlimited, Inc. |
10,669,188 |
15.2% |
|
| 06‑22 |
13D |
HLIX / Helix TCS, Inc. |
Rsf5, Llc |
26,637,526 |
32.4% |
|
| 06‑22 |
13D |
MGTX / MeiraGTx Holdings plc |
PERCEPTIVE ADVISORS LLC |
4,703,398 |
17.3% |
|
| 06‑22 |
13D |
BBLS / Petrolia Energy Corp. |
Bsih Ltd |
70,807,417 |
% |
|
| 06‑22 |
13D |
LHO / LaSalle Hotel Properties |
Pebblebrook Hotel Trust |
10,809,215 |
9.8% |
|
| 06‑21 |
13D |
RAND / Rand Capital Corp. |
User-friendly Phone Book, Llc |
1,455,993 |
23.0% |
|
| 06‑21 |
13D |
ZTO / ZTO Express (Cayman) Inc. |
Alibaba Group Holding Ltd |
68,287,037 |
8.6% |
|
| 06‑20 |
13D |
IGEN / iGen Networks Corp. |
Friedman Bernard |
2,048,611 |
5.23% |
|
| 06‑20 |
13D |
RYES / Rise Resources Inc. |
Mossman Benjamin |
6,074,142 |
5.0% |
|
| 06‑20 |
13D |
EDRY / EuroDry Ltd. |
Friends Investment CO Inc. |
818,250 |
36.3% |
|
| 06‑19 |
13D |
RLH / Red Lion Hotels Corp. |
Coliseum Capital Management, LLC |
3,250,364 |
13.4% |
|
| 06‑18 |
13D |
IMMVF / Immunovaccine Inc. |
Cti Partners Ii, L.p. |
4,466,282 |
9.95% |
|
| 06‑18 |
13D |
NVGI / Noble Vici Group, Inc. |
Venvici Partners Ltd |
375,000 |
14.08% |
|
| 06‑18 |
13D |
NVGI / Noble Vici Group, Inc. |
Noble Infotech Ltd |
250,000 |
9.39% |
|
| 06‑18 |
13D |
VSAR / Versartis, Inc.. |
Akkaraju Srinivas |
2,682,554 |
7.4% |
|
| 06‑18 |
13D |
NVGI / Noble Vici Group, Inc. |
Tang Wai Chong Eldee |
750,000 |
28.2% |
|
| 06‑18 |
13D |
NESR / National Energy Services Reunited Corp. |
Waha Capital PJSC |
9,635,664 |
11.3% |
|
| 06‑18 |
13D |
NESR / National Energy Services Reunited Corp. |
Al Nowais Investments Llc |
4,806,289 |
5.6% |
|
| 06‑18 |
13D |
POPE / Pope Resources, L.P. |
Dahl James H |
514,972 |
11.8% |
-0.84 |
| 06‑18 |
13D |
CBPO / China Biologic Products, Inc. |
CITIC Capital Holdings Ltd |
1,680,863 |
5.1% |
|
Amended Filings
This table lists amended filings in the last week, and is useful for monitoring changes in existing investments or when a fund closes a position. I have eliminated all filings with less than a 5% change in ownership.
| Date |
Form |
Company |
Investor |
Shares |
Ownership |
Change |
| 06‑22 |
13D/A |
BH.A / Biglari Holdings Inc. Class A |
BIGLARI CAPITAL CORP. |
116,377 |
56.3% |
|
| 06‑22 |
13D/A |
FOXA / Twenty-First Century Fox, Inc. |
VA Partners I, LLC |
37,326,334 |
4.7% |
-29.85 |
| 06‑22 |
13D/A |
CPER / United States Copper Index Fund |
Counsel Portfolio Services Inc. |
95,054 |
15.8423% |
-29.51 |
| 06‑22 |
13D/A |
RMNI / Rimini Street, Inc. (DE) |
Shay Thomas C. |
5,218,318 |
8.7% |
|
| 06‑22 |
13D/A |
RMNI / Rimini Street, Inc. (DE) |
Ravin Seth A. |
13,580,880 |
22.7% |
|
| 06‑22 |
13D/A |
LODE / Comstock Mining, Inc. |
WINFIELD JOHN V |
8,585,067 |
16.1% |
-8.00 |
| 06‑22 |
13D/A |
SQM / Sociedad Quimica y Minera de Chile S.A. |
SOCIEDAD DE INVERSIONES PAMPA CALICHERA SA |
12,341,049 |
10.25% |
6.11 |
| 06‑22 |
13D/A |
PIRS / Pieris Pharmaceuticals, Inc. |
ORBIMED ADVISORS LLC |
3,140,000 |
5.82% |
-20.49 |
| 06‑22 |
13D/A |
CRZO / Carrizo Oil & Gas, Inc. |
Kemc Fund Iv Gp, Llc |
200 |
% |
|
| 06‑21 |
13D/A |
WSCI / WSI Industries, Inc. |
Digital Power Corp |
100 |
0.0034% |
-99.96 |
| 06‑21 |
13D/A |
GFF / Griffon Corp. |
GOLDMAN SACHS GROUP INC |
649,296 |
1.4% |
-89.06 |
| 06‑21 |
13D/A |
INFI / Infinity Pharmaceuticals, Inc. |
Biotechnology Value Fund L P |
15,232,268 |
27.2% |
25.35 |
| 06‑21 |
13D/A |
SCOO / School Specialty, Inc. |
Mill Road Capital II, L.P. |
2,427,296 |
34.7% |
20.07 |
| 06‑21 |
13D/A |
DCPH / Deciphera Pharmaceuticals, Inc. |
New Leaf Venture Management Iii, L.l.c. |
4,104,140 |
11.1% |
|
| 06‑21 |
13D/A |
AGYS / Agilysys, Inc. |
Paloma Partners Management Co |
1,144,473 |
4.93% |
-10.53 |
| 06‑20 |
13D/A |
AQMS / Aqua Metals, Inc. |
Philotimo Fund, LP |
2,517,355 |
6.7% |
-16.25 |
| 06‑20 |
13D/A |
NCMI / National CineMedia, Inc. |
REGAL ENTERTAINMENT GROUP |
41,142,178 |
34.24% |
9.39 |
| 06‑20 |
13D/A |
XELA / Exela Technologies, Inc. |
Hovs Llc |
82,535,319 |
53.0% |
|
| 06‑20 |
13D/A |
ACOR / Acorda Therapeutics, Inc. |
SCOPIA CAPITAL MANAGEMENT LP |
7,755,561 |
16.5% |
-8.84 |
| 06‑20 |
13D/A |
EGN / Energen Corp. |
Corvex Management LP |
7,710,474 |
7.9% |
-9.20 |
| 06‑20 |
13D/A |
NCMI / National CineMedia, Inc. |
AMC ENTERTAINMENT HOLDINGS, INC. |
0 |
0.0% |
-100.00 |
| 06‑20 |
13D/A |
OPRX / OptimizeRx Corp. |
WOLVERINE ASSET MANAGEMENT LLC |
755,821 |
6.5% |
-15.58 |
| 06‑19 |
13D/A |
SDI / Standard Diversified Inc. ClaSS A |
Standard General L.P. |
14,749,519 |
90.6% |
|
| 06‑19 |
13D/A |
CETV / Central European Media Enterprises Ltd. |
At&t Inc. |
273,358,536 |
75.4% |
|
| 06‑19 |
13D/A |
CISN / Cision Ltd. |
Canyon Holdings (cayman), L.p. |
67,845,359 |
51.9% |
-14.14 |
| 06‑19 |
13D/A |
IQV / IQVIA Holdings Inc. |
CANADA PENSION PLAN INVESTMENT BOARD |
7,453,388 |
3.7% |
|
| 06‑19 |
13D/A |
IQV / IQVIA Holdings Inc. |
TPG Group Holdings (SBS) Advisors, Inc. |
16,149,276 |
7.98% |
|
| 06‑19 |
13D/A |
COCP / Cocrystal Pharma, Inc. |
WILCOX GARY |
10,361,985 |
34.48% |
|
| 06‑19 |
13D/A |
LAYN / Layne Christensen Co. |
Linden Capital L.P. |
0 |
0.0% |
-100.00 |
| 06‑19 |
13D/A |
EPIX / ESSA Pharma Inc. |
Clarus Lifesciences III, L.P. |
1,774,620 |
30.2% |
118.84 |
| 06‑19 |
13D/A |
EHIC / eHi Car Services Ltd. |
Burford Capital Investment Management Llc |
6,026,000 |
8.1% |
22.73 |
| 06‑19 |
13D/A |
ARDM / Aradigm Corp. |
Grifols SA |
0 |
0.0% |
-100.00 |
| 06‑19 |
13D/A |
FMI / Foundation Medicine, Inc. |
ROCHE HOLDING LTD |
21,019,111 |
56.6% |
-12.25 |
| 06‑19 |
13D/A |
WINS / Wins Finance Holdings Inc. |
Deng Long |
10,382,639 |
72.69% |
-10.03 |
| 06‑18 |
13D/A |
ESTE / Earthstone Energy, Inc. |
Bold Energy Holdings, Llc |
39,207,076 |
63.41% |
|
| 06‑18 |
13D/A |
TGTX / TG Therapeutics, Inc. |
LFB Biotechnologies S.A.S.U. |
7,614,855 |
9.8% |
-34.67 |
| 06‑18 |
13D/A |
GV / Goldfield Corp. |
Mill Road Capital II, L.P. |
2,044,499 |
8.0% |
17.65 |
| 06‑18 |
13D/A |
KDMN / Kadmon Holdings, Inc. |
GOLDENTREE ASSET MANAGEMENT LP |
3,631,681 |
3.2% |
-47.54 |
| 06‑18 |
13D/A |
ASUR / Asure Software, Inc. |
ISYSTEMS HOLDINGS, LLC |
1,026,332 |
7.0% |
-53.33 |
| 06‑18 |
13D/A |
GFF / Griffon Corp. |
GAMCO INVESTORS, INC. ET AL |
5,615,348 |
12.31% |
7.32 |
| 06‑18 |
13D/A |
LAYN / Layne Christensen Co. |
Cetus Capital II, LLC |
0 |
0.0% |
-100.00 |
| 06‑18 |
13D/A |
LODE / Comstock Mining, Inc. |
WINFIELD JOHN V |
9,365,181 |
17.5% |
-27.39 |
Source: Fintel.io/activists
Submitted June 24, 2018 at 02:56PM by badpauly https://ift.tt/2lxq07i
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