These are the latest Schedule 13D forms filed by activist investors in the last 7 days. Activist investors are investors that make an investment with the intention of influencing management in some way. There is evidence that following activist investors into investments can generate excess returns. Schedule 13G forms, in contrast, are filed by significant investors with no intention of influencing management (such as Index funds).
There is always a lot of interest in insider trades, but what a lot of people probably don't realize is that hedge fund activity is probably more predictive of future returns than insider activity. The reason is that hedge funds (a) have large research budgets, and (b) have a choice where to put their money. In contract, insiders have no choice where to put their money, but only when to time their transactions.
New Filings
This table lists new 13D filings in the last week. A new filing does not necessarily indicate a new position, as investors frequently accumulate in advance before reaching the filing threshold.
| Date |
Form |
Company |
Investor |
Shares |
Ownership |
Change |
| 08‑10 |
13D |
JT / Jianpu Technology Inc. |
Sequoia Capital China Growth Fund Iii, L.p. |
62,337,381 |
19.6% |
|
| 08‑10 |
13D |
HMNY / Helios and Matheson Analytics Inc. |
Devanur Giri |
335,000 |
% |
|
| 08‑10 |
13D |
PAR / Par Technology Corp. |
ADW Capital Partners, L.P. |
1,623,000 |
10.1% |
0.00 |
| 08‑10 |
13D |
MGY / Magnolia Oil & Gas Corp |
Enervest, Ltd. |
115,730,358 |
49.8% |
|
| 08‑10 |
13D |
MIFI / Novatel Wireless, Inc. |
Golden Harbor Ltd. |
9,046,500 |
12.5% |
|
| 08‑10 |
13D |
ORNC / Oranco, Inc. |
Lok Tan Ying |
7,258,850 |
98.75% |
|
| 08‑10 |
13D |
BNKL / Bionik Laboratories Corp. |
Sfp Capital |
25,402,236 |
6.49% |
|
| 08‑09 |
13D |
ADMA / ADMA Biologics Inc |
Biotest Divestiture Trust |
10,109,534 |
21.8% |
|
| 08‑09 |
13D |
CPB / Campbell Soup Co. |
Strawbridge George Jr |
8,323,669 |
2.8% |
|
| 08‑09 |
13D |
CPB / Campbell Soup Co. |
Third Point LLC |
17,000,000 |
5.65% |
|
| 08‑09 |
13D |
RDWR / RADWARE Ltd. |
Zisapel Roy |
2,179,312 |
4.69% |
|
| 08‑09 |
13D |
MDGS / Medigus Ltd. |
L.i.a. Pure Capital Ltd |
217,696 |
7.2% |
|
| 08‑08 |
13D |
BPSR / Biotech Products Services and Research, Inc. |
Management & Business Associates Inc |
222,425,073 |
51.45% |
|
| 08‑08 |
13D |
TYYG / TYG Solutions Corp. |
General Hemp LLC |
6,817,067 |
9.8% |
|
| 08‑08 |
13D |
MBOT / Microbot Medical Inc |
Alliance Investment Management Ltd |
2,395,495 |
5.69% |
|
| 08‑08 |
13D |
KBSFU / KBS Fashion Group Limited |
Alliance Investment Management Ltd |
195,488 |
8.61% |
|
| 08‑08 |
13D |
NLLN / NL ONE CORPORATION |
Moscicki Stephen |
94,491,041 |
65.0% |
|
| 08‑08 |
13D |
NLLN / NL ONE CORPORATION |
Winduss David |
94,491,041 |
65.0% |
|
| 08‑08 |
13D |
TYYG / TYG Solutions Corp. |
Cross & Co |
2,030,000 |
2.9% |
|
| 08‑08 |
13D |
TYYG / TYG Solutions Corp. |
Arabia James R |
2,030,000 |
2.9% |
|
| 08‑07 |
13D |
IMXI / International Money Express, Inc. |
Spc Intermex, Lp |
21,431,653 |
58.9% |
|
| 08‑07 |
13D |
TYYG / TYG Solutions Corp. |
Petkanas Dean |
22,191,721 |
31.7% |
|
| 08‑07 |
13D |
OIBR / Oi S.A. |
Solus Alternative Asset Management LP |
171,284,560 |
7.97% |
-17.75 |
| 08‑07 |
13D |
GAMR / FactorShares Trust PureFunds Video Game Tech ETF |
DJ Fund Investments, LLC - Series E |
2,244,104 |
8.59% |
-11.26 |
| 08‑07 |
13D |
TYYG / TYG Solutions Corp. |
Kikis Thomas Evangelos |
5,454,125 |
7.8% |
|
| 08‑07 |
13D |
TYYG / TYG Solutions Corp. |
Medical Marijuana Inc |
20,342,076 |
29.1% |
|
| 08‑07 |
13D |
TAX / Liberty Tax, Inc. |
B. Riley Financial, Inc. |
3,085,787 |
22.01% |
|
| 08‑06 |
13D |
LBCC / Long Blockchain Corp. |
Stranberg Andrew |
4,288,799 |
23.6% |
|
| 08‑06 |
13D |
TCC / Trammell Crow Co. |
BABSON CAPITAL MANAGEMENT LLC |
8,529,917 |
15.2% |
|
| 08‑06 |
13D |
LQDA / Liquidia Technologies Inc |
New Enterprise Associates 12, Limited Partnership |
2,525,572 |
16.7% |
|
| 08‑06 |
13D |
REPR / Repro Med Systems, Inc. |
Sealfon Andrew I |
8,127,250 |
21.36% |
|
| 08‑06 |
13D |
GLACU / Greenland Acquisition Corp. |
Greenland Asset Management Corp |
1,360,000 |
23.5% |
|
| 08‑06 |
13D |
JT / Jianpu Technology Inc. |
Daqing Ye |
34,031,421 |
8.1% |
|
| 08‑06 |
13D |
JT / Jianpu Technology Inc. |
Lu Jiayan |
29,515,235 |
7.0% |
|
| 08‑06 |
13D |
OIBR.C / Oi S.A. |
GOLDENTREE ASSET MANAGEMENT LP |
201,823,190 |
9.4% |
|
| 08‑06 |
13D |
PDD / Pinduoduo Inc. |
Tencent Holdings Ltd |
786,466,688 |
33.4% |
|
| 08‑06 |
13D |
SVU / Supervalu, Inc. |
Magnetar Financial LLC |
2,530,359 |
6.55% |
|
Amended Filings
This table lists amended filings in the last week, and is useful for monitoring changes in existing investments or when a fund closes a position. I have eliminated all filings with less than a 5% change in ownership.
| Date |
Form |
Company |
Investor |
Shares |
Ownership |
Change |
| 08‑10 |
13D/A |
MIFI / Novatel Wireless, Inc. |
North Sound Trading, LP |
7,525,500 |
10.4% |
|
| 08‑10 |
13D/A |
RYTM / Rhythm Pharmaceuticals, Inc. |
ORBIMED ADVISORS LLC |
1,629,700 |
4.76% |
-21.97 |
| 08‑10 |
13D/A |
JONE / Jones Energy, Inc. |
FIR TREE INC. |
5,683,623 |
5.8% |
-18.99 |
| 08‑10 |
13D/A |
ANDV / Andeavor Corp. |
TESORO CORP /NEW/ |
886,248,521 |
63.6% |
|
| 08‑10 |
13D/A |
MEDP / Medpace Holdings, Inc. |
Cinven Capital Management (V) General Partner Ltd |
5,224,997 |
14.7% |
-49.83 |
| 08‑10 |
13D/A |
WPZ / Access Midstream Partners, L.P |
WILLIAMS COMPANIES INC |
0 |
0.0% |
-100.00 |
| 08‑10 |
13D/A |
SMLR / Semler Scientific, Inc. |
GPG SSF Investment |
200,473 |
3.3% |
-42.11 |
| 08‑10 |
13D/A |
STAA / Staar Surgical Co. |
Broadwood Partners LP |
10,881,079 |
24.8% |
-8.15 |
| 08‑09 |
13D/A |
STYA / Satya Worldwide Inc. |
NUVOLARI LTD |
0 |
0.0% |
-100.00 |
| 08‑09 |
13D/A |
GCP / GCP Applied Technologies Inc. |
40 North Management LLC |
8,041,974 |
11.2% |
12.00 |
| 08‑09 |
13D/A |
AWI / Armstrong World Industries, Inc. |
VA Partners I, LLC |
5,354,910 |
10.4% |
-19.38 |
| 08‑09 |
13D/A |
LORL / Loral Space & Communications, Inc. |
GAMCO INVESTORS, INC. ET AL |
845,598 |
3.95% |
15.84 |
| 08‑09 |
13D/A |
BNKL / Bionik Laboratories Corp. |
Gaston-dreyfus Remi |
147,429,909 |
36.76% |
5.57 |
| 08‑09 |
13D/A |
CMT / Core Molding Technologies, Inc. |
GAMCO INVESTORS, INC. ET AL |
344,500 |
4.38% |
10.61 |
| 08‑09 |
13D/A |
TAX / Liberty Tax, Inc. |
Vintage Capital Management LLC |
2,075,151 |
14.8% |
-11.38 |
| 08‑09 |
13D/A |
OPGN / OpGen, Inc. |
Merck Global Health Innovation Fund, LLC |
491,927 |
7.8% |
|
| 08‑09 |
13D/A |
REN / Resolute Energy Corporation |
Kemc Fund Iv Gp, Llc |
2,000,206 |
8.6% |
26.47 |
| 08‑09 |
13D/A |
CHKE / Cherokee, Inc. |
Cove Street Capital, LLC |
4,409,676 |
28.2% |
27.60 |
| 08‑08 |
13D/A |
STKS / ONE Group Hospitality, Inc. |
Philotimo Fund, LP |
5,194,590 |
18.6% |
7.51 |
| 08‑08 |
13D/A |
BDSI / BioDelivery Sciences International, Inc. |
Broadfin Capital, LLC |
5,923,325 |
9.98% |
38.61 |
| 08‑08 |
13D/A |
USM / United States Cellular Corp. |
GAMCO INVESTORS, INC. ET AL |
2,639,041 |
5.02% |
-15.20 |
| 08‑08 |
13D/A |
WOW / WideOpenWest, Inc. |
Crestview Partners Iii Gp, L.p. |
28,819,287 |
33.8% |
7.99 |
| 08‑07 |
13D/A |
MEDP / Medpace Holdings, Inc. |
Troendle August J. |
9,635,466 |
27.1% |
5.86 |
| 08‑07 |
13D/A |
SKY / Skyline Corp. |
Centerbridge Capital Partners L P |
10,893,882 |
19.4% |
-21.77 |
| 08‑07 |
13D/A |
BATRA / Liberty Media Corporation |
GAMCO INVESTORS, INC. ET AL |
1,201,163 |
11.73% |
7.91 |
| 08‑07 |
13D/A |
RRTS / Roadrunner Transportation Systems, Inc. |
Elliott Associates, L.P. |
2,509,236 |
6.5% |
10.17 |
| 08‑07 |
13D/A |
BAS / Basis Energy Services, Inc. |
Ascribe Capital LLC |
3,907,536 |
14.8% |
6.47 |
| 08‑07 |
13D/A |
PETX / Aratana Therapeutics, Inc. |
Engaged Capital LLC |
3,242,312 |
6.8% |
33.33 |
| 08‑07 |
13D/A |
SKY / Skyline Corp. |
BAIN CAPITAL CREDIT MEMBER, LLC |
11,007,379 |
19.6% |
-20.65 |
| 08‑07 |
13D/A |
SKY / Skyline Corp. |
MAK CAPITAL ONE LLC |
10,829,518 |
19.3% |
-20.58 |
| 08‑07 |
13D/A |
LBCC / Long Blockchain Corp. |
Cullen Inc Holdings Ltd. |
939,357 |
6.7% |
|
| 08‑07 |
13D/A |
EVGI / Evergreen International Corp. |
Houtkin Brad |
0 |
0.0% |
|
| 08‑07 |
13D/A |
EVGI / Evergreen International Corp. |
Houtkin Sherry |
0 |
0.0% |
|
| 08‑07 |
13D/A |
EVGI / Evergreen International Corp. |
Airmont Trust |
0 |
0.0% |
|
| 08‑06 |
13D/A |
MIC / Macquarie Infrastructure Company LLC |
Macquarie Infrastructure Management (USA) INC |
10,986,527 |
12.87% |
11.24 |
| 08‑06 |
13D/A |
PFSI / PennyMac Financial Services, Inc. |
BlackRock Inc. |
16,030,399 |
41.2% |
|
| 08‑06 |
13D/A |
LGL / LGL Group, Inc. (The) |
Gabelli Marc |
821,788 |
17.32% |
43.50 |
| 08‑06 |
13D/A |
RDUS / Radius Health, Inc. |
BB BIOTECH AG |
6,372,322 |
14.0% |
7.69 |
| 08‑06 |
13D/A |
CO / China Cord Blood Corp. |
Magnum Opus International (PTC) Ltd |
6,549,382 |
5.4% |
-38.64 |
Source: Fintel.io/activists
Submitted August 12, 2018 at 02:55PM by badpauly https://ift.tt/2B15V3A
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